The Effectiveness of Bicycle Helmets:A Review
Summary: Back in 1995 this was a top resource for starting helmet research. It is still useful.
Revised Edition Prepared by Dr. Michael Henderson
for the Motor Accidents Authority of New South Wales, Australia.
1995
[Reorder Number MAARE-010995] [ISBN 0 T310 6435 6]
CONTENTS
EXECUTIVE SUMMARY
1 INTRODUCTION
1.1 Bicycling and the need for head protection
1.2 The emergence of an Australian Standard
1.3 Legislation for helmet use
1.4 The present review
2 INJURIES TO PEDAL CYCLISTS: AN OVERVIEW
2.1 Bicycle casualties in Australia
2.2 Data from other countries
2.3 The importance of head injury
3 CHARACTERISTICS OF PEDAL CYCLE CRASHES
3.1 Crash patterns
3.1.1 Australia
3.1.2 United States of America
3.1.3 Europe
3.2 The kinematics of a bicycle collision
3.3 The influence of alcohol
4 THE BIOMECHANICS OF HEAD INJURY
4.1 The anatomy of the head
4.2 Types of injury
4.3 Brain injury experimentation
4.4 Impact injury to the brain
4.5 The application of biomechanics to head protection
4.6 Helmet construction in practice
4.7 Standards
5 THE EFFECTIVENESS OF BICYCLE HELMETS
5.1 Measurement of effectiveness
5.2 Motorcycle helmet effectiveness
5.3 The first studies of bicycle helmet effectiveness
5.4 Crash reconstruction and helmet studies
5.5 Case comparison studies
5.6 Time series analyses
5.7 The effect of legislation
5.7.1 Early promotion of helmet use
5.7.2 The first legislation
5.7.3 Early results in Victoria
5.7.4 Results in New South Wales
5.7.5 Overseas studies
5.8 The effect of other strategies for increasing helmet use
6 SUMMARY AND CONCLUSIONS
6.1 The importance of cycling
6.2 Injuries to bicyclists
6.3 Characteristics of bicycle crashes
6.4 The development of head protection
6.5 The introduction of legislation
6.6 Studies of effectiveness
6.7 The maintenance of effectiveness
7 REFERENCES
EXECUTIVE SUMMARY
The importance of bicycling injury
Bicycle helmets substantially reduce the risk of head injury in
a crash. This is shown by the biomechanical and epidemiological
evidence reviewed in this paper. Scientific research has uncovered
hard evidence on the benefits of bicycle helmet wearing, quite
independent of issues related to the acceptability and effects
of legislation.
Bicycling is a worldwide activity and an important means of transport
for millions of people. Worldwide bicycle sales have grown far
more rapidly than car sales over the last 20 years, so that the
number of new bicycles produced is now three times the number
of new cars.
Head injuries have emerged as a serious problem for bicyclists
involved in accidents, and for the community as a whole because
to a large part the cost of an individual's injury is a cost to
the community.
Over the 20 years 1970 to 1990, bicyclist fatality rates per l00,000
people have fallen by an average of 1.0 per cent each year, but this is
a rate of fall less than one-third of that shown by other road-user
groups.
Nonfatal injuries resulting from bicycle accidents are grossly
under-reported in official road accident statistics. Six times
as many cyclists are admitted to NSW hospitals as are recorded
as hospitalised in police/RTA road accident statistics. In NSW
in 1990, hospital data show that pedal cyclists (2,108) were numerically
the road users third most likely to be admitted to hospital as
the result of a road crash compared to other road users, after
vehicle drivers (3,954) and passengers (2,972) and before pedestrians
(1,958) and motorcycle riders (1,792).
Injury rates are especially high in children and in males. In
NSW in 1993, RTA data show that 102 cyclists aged five to 16 years
were killed or seriously injured. This is 36 per cent of all cyclists
recorded as killed or seriously injured. Of these 102, 85 were
male.
In Australia, recent mass data indicates that 25 per cent of bicyclists
admitted to hospital, and 44 per cent of those killed, had head injury
as their single most important injury. These figures do not include
multiple injuries, among many of which are unrecorded head injuries.
Head injury is a cause of death in 80 per cent of cyclists' deaths and
33 per cent of reported injuries in Victoria, and several other studies
have shown that, depending how the statistics are collected and
analysed, bicycle crashes result in serious head injuries in one-quarter
to two-thirds of bicyclists admitted to hospital, and up to 80 per cent
if the collisions involved a motor vehicle. Up to 80 per cent of deaths
among bicyclists are due to severe head injury.
Bicyclists admitted to hospital with head injuries are 20 times
as likely to die as those without.
The characteristics of a bicycle accident
Bicycle crashes occur mainly during times of heavy traffic, and
during daylight. Three-quarters of crash victims are male, with
a high proportion being teenagers on school trips and young adults
on work trips. Most collisions between bicycles and cars occur
at intersections or where cyclists or drivers enter a roadway.
The commonest injuries are to the limbs, followed by injuries
to the head.
Collisions between bicycles and motor vehicles result in worse
injuries than when the cyclist has fallen off without a collision.
The primary impact is with the bicycle and the lower limbs of
the cyclist. The body of the cyclist is then thrown up over the
front of the car. Impact with the windscreen of the car is common
at impact speeds as low as 25 km/h. The cyclist's head almost
always hits the bonnet, the lower centre part of the windscreen
or the A pillars that support the ends of the windscreen. The
body of the cyclist is further injured by contact with roof structures,
and at impact speeds of 55 km/h and over the cyclist is likely
to be thrown completely over the car. There is then a new risk
of head injury as the cyclist hits the ground.
Little is known in Australia about the involvement of alcohol
in bicycle accidents. In the United States, 23 per cent of fatally-injured
adult bicyclists have been found to be legally intoxicated, and
most of them
were males.
Head protection: principles and practice
Because of the obvious importance of head injury, from the earliest
stages of bicycle accident analysis attention was concentrated
on head protection. Early standards for bicycle safety helmets
complied with the requirements of safety advocates, but failed
the test of consumer acceptance. There then started a long process
of education and persuasion, together with detailed modifications
to the original Australian standard, aimed at wider acceptance
and acceptability of pedal cycle helmets.
When a head is impacted, violent forces of acceleration are applied
to the brain. These may be both linear and rotational. Resulting
forces in the brain result in deformations throughout the brain
tissue. Acceleration alone, in the absence of fracture, can result
in functional injury to the brain.
Injuries to the scalp, skull and brain may be inflicted by a variety
of mechanisms, and to protect against these different mechanisms
requires a variety of approaches. The two fundamental principles
for helmet design are centred on the use of padding to absorb
energy and on the distribution of impact loadings.
The primary objective of head protection is the minimisation of
brain tissue distortion on impact. A protective helmet usually
consists of two parts: the outer shell and a padded layer for
energy absorption. Most bicycle helmets are now made without a
hard outer shell.
It is the plastic foam liner of the helmet that is responsible
for absorbing the energy of impact through its own destruction.
It should have a well defined relatively constant crushing strength,
and be essentially plastic in the nature of its crushing.
The effectiveness of head protection
In July 1990 Victoria made the wearing of pedal cycle helmets
compulsory, and through 1991 and 1992 NSW and the other states
and territories followed suit. Nationwide, official figures show
that deaths among pedal bicyclists have fallen from around 100
each year some 10 years ago to about half that number currently.
Most of that fall has occurred in the years since 1989.
Several scientific studies have now been conducted into the effectiveness
of bicycle helmets. Helmet design and construction is based on
known mechanisms of head and brain injury. Evidence that helmets
are effective depends on laboratory work, field in-depth investigations,
and statistical analysis. Among the findings of the better studies
are the following:
- The effectiveness of crash helmets for motorcyclists
has been studied for decades, and they are known to reduce the
risk of severe head injury by about one-third.
- The most careful, conservative estimates from good studies
show that the reduction in risk of head injury to a bicyclist
as a result of wearing a helmet is in the order of 45 per cent. In other
words, at the very minimum a helmet halves the risk of head injury.
- Other estimates from controlled studies give even higher
risk reduction figures. Depending on the type of impact and the
severity of injury, the reduction in the risk of head injury as
a result of wearing a helmet has been shown in several studies
from all over the world to be in the range of 45 per cent to 85 per cent.
- Those who do not wear helmets are several times more
likely to sustain injury to the brain tissue than riders who do.
- For children, an Australian study has shown that the
risk of injury is reduced 63 per cent for head injury and 86 per cent for loss
of consciousness, when a helmet is worn. For loss of consciousness,
the risk is over seven times higher among non-helmet wearers than
among helmet wearers.
- In the two years after the compulsory helmet legislation
was introduced in Victoria, the number of bicyclists with head
injuries decreased by 48 per cent and 70 per cent in each of the two years, relative
to the last year before the law.
- In Queensland, the rate of head injury from bicycle
crashes fell by more than half following the introduction of a
helmet-wearing law; admissions to hospitals with bicycle-related
injuries other than to the head remained unchanged over the same
period.
- Helmets designed to the Australian and Snell standards
provide a margin of protection in the real world greater than
the respective standards require.
- Old-style helmets that do not comply with the Australian
Standard reduce the risk of head injury by little or nothing.
- The vast majority of head impacts occurring in the real
world of traffic are easily survivable if a Standards-approved
helmet is worn.
- No studies have come to conclusions contrary to the
above.
The maintenance of effectiveness
It seems clear from the Australian experience, and from American
legislation affecting helmet use by children in very many states
since 1990, that legislation is the only effective way rapidly
to increase wearing rates to 80 per cent or so.
Even where legislation is in force, however, it remains the case
that there is a recalcitrant group of cyclists who will not wear
safety helmets for one reason or another. There is a wide disparity
in wearing rates area by area and group by group in NSW, and this
shows that the pressures against wearing helmets are also very
different. It is probably the case that these differences are
not directly related to legislation as such, but to personal reactions
to helmet use and beliefs about helmet effectiveness. Where there
are doubts about helmet effectiveness, such beliefs should be
corrected as a matter of urgency.
There are other factors that affect the effectiveness of helmets.
Serious head injuries have been found by research to occur when
the helmet comes off a rider's head, or the head is struck predominantly
below the rim of the helmet.
These injuries are often the result of misuse. In New South Wales
and other administrations it has been shown that a high proportion
of helmets--especially those being used by young riders--are fitted
loosely or otherwise poorly, are placed wrongly on the back of
the head, or are worn without the chin straps being fastened.
Unless such deficiencies are corrected, neither the helmets nor
the laws requiring their use can reach anything like their full
effectiveness.
1
INTRODUCTION
1.1 Bicycling and the need for head protection
Bicycling is a world-wide activity and an important means of transport
for millions of people. Worldwide bicycle sales have grown far
more rapidly than car sales over the last 20 years, so that the
number of new bicycles produced is now three times the number
of new cars.
But to ride a bicycle is not free of risk, any more than other
modes of transport are free of risk. Excellent evidence from all
over the world consistently shows that bicycle riders who go without
head protection are roughly three times more likely to suffer
head injuries in a crash than those who wear a helmet. Further,
a bicyclist who sustains a head injury is some 20 times more likely
to die than a rider who suffers other kinds of injury.
But the notion that pedal cyclists should wear protective helmets
was once seen as ridiculous. Helmet use for motorcycle riders
was "different". Motorcycles were perceived as fast
and dangerous machines, and crashing the bike carried a clear
and unarguable risk of death or injury. Therefore, opposition
to helmet use for motorcyclists has always been (in Australia)
muted, and based on arguments for civil liberty rather than on
the effectiveness of helmets
On the other hand, pedal cycles have long been perceived as relatively
slow, and falls and collisions merely inconveniences mostly suffered
by children. The freedom to have one's hair flying in the wind
was seen as much more important than the small risk of head impact
if a rider was so unfortunate as to fall, or be knocked off the
bicycle. But some twenty years ago, these perceptions started
to change.
1.2 The emergence of an Australian Standard
An important step was the establishment of a committee by the
then Standards Association of Australia (SAA). This was charged
with the task of writing a standard for pedal cycle helmets. The
original request for the formation of the committee came from
competition riders and other serious cyclists who were in various
ways dissatisfied with the head protection then offered, such
as it was. The head "protection" of the time was provided
by no more than a skull cap made of foam rubber or plastic strips
covered with leather. This became known as the "hairnet"
style of head protector.
During the early meetings of the new SAA committee, cyclists'
representatives were horrified to find from head protection experts
that if the brain was to be protected from injury at impact speeds
as low as 20 km/h, then the helmets would have to be up to 50
mm thick, encasing padding material in a hard shell and with very
few if any holes for ventilation. The only model available in
the world at the time (1973) had just been put into production
by the Bell Corporation in the United States, and although cyclists
might reluctantly have conceded that it was probably effective,
it was seen by most of them as a cumbersome and uncomfortable
impediment to enjoyable cycling.
It was realised by the SAA committee that for head protection,
the requirements of pedal cyclists were very similar to those
of horse riders and many others engaged in other activities carrying
a risk of head injury at comparable speeds. Therefore, the first
edition of the Australian Standard, which was published in 1977,
covered "lightweight protective helmets for use in pedal
cycling, horse riding and other activities requiring similar protection".
In terms of its general requirements and test procedures, the
standard was based on the standard for motorcycle helmets. It
included specifications for shock absorption, penetration resistance,
strength of the retention system, peripheral vision and labelling.
It was soon found that while bicycle helmets complying with the
new standard satisfied the requirements of safety advocates, they
failed the test of consumer acceptance. There then started a long
process of education and persuasion, together with detailed modifications
to the original standard, aimed at wider acceptance and acceptability
of pedal cycle helmets. The first helmets to be made in Australia
were produced by Guardian Safety Products in 1979 and by Rosebank
(the "Stackhat") in 1983. Particularly in the latter
case the helmet was aimed squarely at making the product attractive,
and in 1985 many other Australian-made helmets started appearing
on the market with consumer acceptability being seen as important
as safety performance. Amendments to the standard made it possible
for the manufacturers to omit the hard and rather heavy outer
shell, and a new wave of colourful, aerodynamic helmets was hitting
the market by the late eighties.
1.3 Legislation for helmet use
In July 1990 Victoria made the wearing of pedal cycle helmets
compulsory, and through 1991 and 1992 New South Wales and the
other states and territories followed suit. At that time no other
country or administration in the world had made the wearing of
helmets for pedal cyclists compulsory.
When the wearing of car seat belts was made compulsory in Australia
the proportion of vehicle occupants wearing restraints rose very
rapidly to 90 per cent and more, and has remained at high levels thereafter.
However, in the case of bicycle helmets compliance with the various
state regulations has never been as high as for seat belts, and
use rates have been patchy. This is especially the case among
people in the younger age groups, who are arguably are the ones
who need the most protection.
The reasons for this non-acceptance of helmet wearing by a substantial
proportion of pedal cyclists are not well understood. They probably
differ by age group. Among teenage adolescents, especially males,
there is undoubtedly a perception that helmets are "daggy"
and lack macho. Peer pressures will act against the ready acceptance
of safety equipment by all in such groups. When helmets are worn,
these pressures may result in a slapdash approach, including failure
to fasten the chin strap, or rakishly perching the helmet at the
back of the head. Both these practices (not surprisingly) have
been shown to be related to an increased risk of head injury.
Youngsters and their parents may also be dismayed by what they
see as the high cost of bicycle helmets. This is, however, a highly
competitive market, and bargains can be found. Because even the
least expensive helmet on sale in Australia must comply with the
Australian standard, there need be no worry that to buy a new
helmet at a discount rate is a threat to safety.
Among older riders, failure to use head protection may at least
in part be due to a degree of fear and misunderstanding about
the benefits of head protection. For example, many riders mistakenly
believe that because they ride "safely", the only real
risk they face is being hit by a motorised vehicle, and that in
such a case the helmet cannot provide protection. There is strong
scientific evidence however, documented in this report, to show
that helmets do provide such protection.
Riders doubtful about the protective effect of helmets cannot
be aware of the solidity of the scientific evidence showing that
helmets work very well. Several excellent studies will be cited
in this report to show that wearing a helmet provides at least
as much protection for the head as a seat belt does for the body
of a restrained car occupant, and there can be very few adults
these days who doubt the value of seat belts.
There remains a proportion of the riding population who are opposed
to legislation requiring the use of helmets on grounds of principle.
They simply cannot accept that society has the right to make them
do something that protects only them. But as will be shown in
this report, head injuries impose a high cost to society. The
worst injuries may require lifetime care, at a cost that is carried
by all taxpayers, including those who have no interest whatsoever
in cycling or head protection. Nobody in today's society can maintain
that an injury to their own person imposes no cost--financial or
in mental anguish--to anyone else. When protection can be proven
by good science--as is the case for helmets and seat belts--then
even those who hold most firmly to civil libertarian principles
must concede that to compel protection for a few does bring benefit
to many.
1.4 The present review
Concerned at the heavy drain on medical and rehabilitation resources
resulting from head injury related in part to non-use of helmets
by pedal cyclists, the Motor Accidents Authority commissioned
the present review in order more clearly to establish and clarify
the various issues relating to head injury, head protection and
helmet effectiveness.
The report is structured as follows. Following this introduction,
in Section 2 statistics are reviewed on injuries suffered by pedal
cyclists, both in Australia and in other countries. The emphasis
is placed on head injuries. The typical characteristics of a bicycle
accident are described in Section 3.
In Section 4, the mechanism of head injury is described, as are
features of helmet design and construction aimed at reducing the
likelihood of head injury on impact.
Section 5 reviews the several good published studies of helmet
effectiveness, undertaken both in Australia and overseas. These
include both quasi-experimental case comparison studies and studies
which have followed the effects of legislation on helmet use.
Also reviewed are data on the present use of bicycle helmets,
and some information on increasing such use through education
and legislation.
2
INJURIES TO PEDAL CYCLISTS: AN OVERVIEW
2.1 Bicycle casualties in Australia
Injuries to bicyclists are an important cause of death and serious
injury in the community. These injuries can result in substantial
disability, both in the short and long term. The statistical statement
for road traffic accidents in NSW (Road Safety Bureau, 1993) records
that in 1993 eight pedal cycle riders were killed, 272 seriously
injured (which means in practice admitted to hospital) and 1156
were less seriously injured. Nationwide, official figures show
that deaths among pedal bicyclists have fallen from around 100
each year some 10 years ago to about half that number currently.
Most of that fall has occurred in the years since 1989.
Over the 20 years 1970 to 1990, bicyclist fatality rates per 100,000
people have fallen by an average of 1.0 per cent each year (Anderson
et
al, 1993). This is a lesser improvement than shown for all
other road-user groups. During the same period the average annual
decrease in fatality rates for all road users was 3.3 per cent, with the
rate for car drivers and passengers dropping by 3.9 per cent and 4.0 per cent
respectively during the period.
Official statistics are generated by police accident reports,
and while fatal injuries are quite accurately recorded there is
no doubt that official road accident figures hide a serious level
of under-reporting of non-fatal injuries among pedal cyclists. The
same will be true for Australia as a whole. There is an enormous
difference between, on the one hand, the number of pedal cyclists
recorded in police accident statistics (used by the Roads and
Traffic Authority in New South Wales) as having been admitted
to hospital, and official hospital records data on the other.
In 1990, the latest year for which direct comparisons are possible,
349 pedal cyclists were recorded in road accident data in NSW
as having been hospitalised after a crash (Road Safety Bureau,
1993). For the same year, hospital admission figures show that
2,108 pedal cyclists were admitted to hospital in NSW as a result
of a road crash (Federal Office of Road Safety, 1993). Thus, six
times as many cyclists are admitted to NSW hospitals as are recorded
as hospitalised in police/RTA road accident statistics.
In NSW in 1990, hospital data show that pedal cyclists (2,108)
were numerically the road users third most likely to be admitted
to hospital as the result of a road crash compared to other road
users, after vehicle drivers (3,954) and passengers (2,972) and
before pedestrians (1,958) and motorcycle riders (1,792).
For the nation as a whole, police accident records indicate that
in Australia in 1990 1,571 pedal cyclists were admitted to hospital;
however, hospital data for the same year show that there were
6,412 cyclists who appeared in hospital admission records, or
more than four times as many.
In Western Australia the two data sources--hospital admissions
and police accident reports--are linked. In that state there has
been a systematic attempt to compare and contrast the characteristics
and rates of bicycle injuries, using data from police reports
and hospital admissions over a 15 month period (Piggott
et
al, 1994). Authors of this recent study estimated that there
were at least 3,700 bicyclists injured each year in Western Australia,
with the majority of the injured being aged less than 20 years.
Police reports of casualties among bicyclists arose primarily
from collisions between bicycles and motor vehicles. In contrast,
the majority of hospital admissions were not due to such collisions
but to bicycle-only crashes. Further, severe injuries were more
common in collisions between bicycles and cars than in bicycle-only
crashes. Bicyclist admissions to hospital as a result of collisions
with motor vehicles were associated with a three-fold higher incidence
of moderate or more severe injury that admissions among bicyclists
who had not collided with another vehicle. After bicycle-motor
vehicle collisions, over 25 per cent of patients stayed in hospital for
more than a week. However, after bicycle-only crashes, only 10 per cent
of admitted patients stayed longer than one week. In the United
States, collisions with motor vehicles result in an estimated
90 per cent of bicycle-related deaths (Baker
et a1, 1992; Sacks
et al, 1991) and 33 per cent of bicyclists' brain injuries (Kraus
et al. 1987).
Nearly half all the police reported casualties in Western Australia
arose from right angle collisions between bicycles and motor vehicles,
and a further one-quarter or so arose from sideswipe collisions.
About half all collisions occurred at intersections.
Injury rates are especially high in children and in males. In
NSW in 1993, 102 cyclists aged five to 16 years were killed or
seriously injured. This is 36 per cent of all cyclists recorded as killed
or seriously injured (police data: Road Safety Bureau, 1994).
Of these 102, 85 were male.
All injury carries a substantial cost for society. The NSW Staysafe
Standing Committee on Road Safety attempted in 1988 to estimate
the cost of bicycle accidents in NSW, but was presented by very
conflicting evidence. The committee was able to come only to the
tentative conclusion that an estimate of $100 million a year could
be the annual cost of bicycle crashes in NSW. This would equate
to about 6 per cent of the cost of all road collisions (Staysafe 12, 1988).
2.2 Data from other countries
Overseas data show that patterns of injury in other countries
are similar to those recorded in Australia, including the predominant
importance of head injury in causing death and incapacitation.
Long-term sequelae have been found to include behavioural disturbance:
an American study of children who had been admitted to hospital,
conducted more than four months after their discharge, revealed
that 32 per cent had persistent behaviour changes and 83 per cent were to some
extent limited in their physical activity for a median period
of six weeks (Nakayama
et al, 1990). Even minor head injury
can cause emotional, psychological and intellectual problems (Rimel
et al, 1981).
In December 1993 the US Consumer Product Safety Commission (CPSC)
released a study that extensively reviewed bicycle use and bicycle
injury (Rodgers, 1993). The study included a survey of hospital
emergency department visits, and a survey of exposure to risk
involving 1,254 telephone interviews (which relied on cyclists
to estimate their riding exposure). In the United States there
are about 580,000 bicycle-related injuries seen in hospital emergency
departments each year. About 90 per cent of these injuries involved bicyclists,
with the rest being passengers or pedestrians. Of the injured
bicyclists, 62 per cent were male and 37 per cent were under age 10. One-third
of all injuries involved the head or face, and 27 per cent of these injuries
were regarded as potentially serious, being fractures, internal
injuries or concussion. Eightyseven percent of head injuries involved
collisions with a motor vehicle. Young children sustained more
head injuries, with about 50 per cent of their injuries involving the head
or face.
This is one of the few studies that have taken exposure into account.
Riders in the 5-14 year age group had the highest injury rate at
17 per 1,000 riders. Injury rates for riders over aged 15 were
considerably lower than the child injury rate. However, examining
the injury rate
per hours of bicycle use, the rate for
those over 64 was found to be similar to the rate for the 5-14
year olds. Overall, children under age 15 were at more than five
times greater risk for a bicycle injury than older riders.
The CPSC estimated that social costs in America for bicycle injuries
and deaths totalled about $8 billion, or about $120 per year for
each of the nation's 67 million bicycle riders. The risk of injuries
on neighbourhood streets was found to be seven to eight times
greater than on bicycle paths. About 90 per cent of the bicycle deaths
involved crashes with motor vehicles on public roads. Analysis of the CPSC data
indicates that a substantially higher bicycle fatality risks exists
for males, for older bicyclists and for bicyclists who ride after
dark when risks are adjusted for either the number of bicyclists
or the time spent bicycling.
Differences also exist between fatal and non-fatal risk patterns,
taking the age of the cyclist into account. These differences
can be explained by the interaction of the types of accidents
that result in death (as opposed to non-fatal injury) with the
riding patterns and behaviour of bicyclists. Deaths among bicyclists
are associated with collisions with motor vehicles and riding
after dark to a much greater extent than non-fatal injuries. Since
the more serious and life-threatening accidents involving collisions
with motor vehicles occur on public roads, bicyclists' deaths
are much more likely to involve cyclists who ride on roadways
and major thoroughfares and bicyclists who ride after dark. These
groups are more likely to include men and older riders. In addition,
of course, drinking patterns may also contribute to the higher
fatality risks for males and older riders, when exposure is taken
into account. Further, older people are more likely to die as
a result of a given severity of injury.
Most cyclist fatality rates depend on population figures rather
than the population of bicyclists or some other measure of riding
exposure. Such rates indicate a high risk for children. The CPSC
study, if it is accepted that the methodology is sound, indicates
that these higher rates for children do not hold when the fatality
risk is adjusted by riding exposure. However, from a public health
point of view it is the population-based figures that set priorities
for countermeasures, and because there are many more children
riding bikes than old people they inevitably figure more prominently
in the statistics.
The analysis by Baker
et al (1993) has been the only other
study in the United States that attempted to adjust fatality rates
by estimating riding exposure, and the CPSC and Baker studies
are in broad accord. Baker estimated that the exposure-adjusted
fatality risk for males was about 2.4 times the risk for females,
and the fatality risk for 50-64 year old bicyclists was 3.5 times
that of bicyclists 5-15 years of age.
2.3 The Importance of Head Injury
McDermott and Klug (1982) in a ground-breaking study over a decade
ago in Victoria examined the different patterns of injury between
motor cyclists, all of whom wore helmets, and pedal cyclists among
whom fewer than 5 per cent wore helmets in the study period (1975-1980).
Significant differences were shown. The incidence of concussion,
fractured vault and base of skull and of intracranial trauma was
significantly higher in pedal cyclists than motor cyclists. The
frequency of fractured vault of skull was significantly higher
in pedal cyclists than in motor cyclists sustaining only head
injury. Although motor cyclist casualties overall then outnumbered
pedal cyclist casualties by two or three times, there were about
twice as many pedal cyclists as motorcycle riders suffering only
head injury.
In Australia, recent mass data indicates that 25 per cent of bicyclists
admitted to hospital, and 44 per cent of those killed, had head injury
as their single most important injury (O'Connor, 1993). These
figures do not include multiple injuries, among many of which
are unrecorded head injuries. Wood and Milne (1988), using insurance-based
figures, estimated that head injury is a cause of death in 80 per cent
of cyclists' deaths and 33 per cent of reported injuries among cyclists
in Victoria.
The recent Western Australia study (Piggott
et al, 1994)
is another of the very many that clearly identify the importance
of head injury as a cause of death and morbidity among pedal cyclists.
The prevalence of head injuries among hospital admissions was
32 per cent, the same as Woods and Milne documented in Victoria, although
for only 5 per cent was the head injury categorised as being more than
minor (Abbreviated Injury Scale 2 or more). Another recent Australian
study pointing to the importance of head injury is one by the
National Injury Surveillance Unit (NISU). They showed that in
the year 1990 the body region sustaining the most severe injuries
in pedal cyclists who were killed was the head in nearly half
the cases, and this did not include those cases in which multiple
injuries occurred with unspecified head injuries (O'Connor, 1993).
Even for nonfatal injuries, the head is the body region sustaining
the most severe injury for about one-quarter of all pedal cyclists
admitted to hospital.
Several other studies have shown that, depending how the statistics
are collected and analysed, bicycle crashes result in serious
head injuries in one-quarter to two-thirds of bicyclists admitted
to hospital, and up to 80 per cent if the collisions involved a motor
vehicle. Up to 80 per cent of deaths among bicyclists are due to severe
head injury (Kruse
et al, 1980; Rivara, 1985; Guichon and
Myles, 1975; Illingsworth
et al, 1981; Thorson, 1974; Fife
et al, 1983; McDermott, 1984; McKenna
et al, 1984).
The disability caused by head injuries may be of long standing
(Guichon and Myles, 1975; Buntain, 1985).
The comprehensive review by Baker
et al (1993) showed that
in the state of Maryland (considered to be reasonably representative
of the US population), the prevalence of bicyclists with head
injury was 40 per cent for all ages combined. It was, however, highest
in the youngest age groups, declining dramatically from 56 per cent for
ages 1-4 to 19 per cent for ages 55 and older. The percentage with head
injury was higher for females than males, 46 per cent versus 38 per cent . In
more than one-third of these head injury cases in Maryland, the
primary diagnosis was concussion. The most common associated injury
was facial injury. Of all bicyclists with head injuries, only 8.5 per cent
had skull fractures without evidence of injury within the skull. This
percentage was somewhat higher in head-injured children less than 15
years of age, 11 per cent of whom suffered only skull fractures.
Baker's Maryland data showed that bicyclists admitted to hospital
with head injuries are 20 times as likely to die as those without.
Emergency room data for the whole of the United States (Baker
et al 1993) show that admission is most common among bicyclists
with injuries to the head. Head injuries comprised 38 per cent of all
reasons for hospital admission, totalling almost 7,700 per year
in the United States. Injuries to the neck were found to be rare.
3
CHARACTERISTICS OF PEDAL CYCLE CRASHES
3.1 Crash patterns
3.1.1 Australia
Most information on the circumstances of bicycle crashes is derived
from police accident reports, which are generally limited to crashes
involving motor vehicles. In Western Australia, the number of
police reported casualties per day from bicycle crashes was found
to be approximately double for weekdays compared to weekends.
On weekdays, crashes were more prevalent in the late afternoon,
with 40 per cent of crashes occurring between 3 pm and 6 pm. On weekends,
50 per cent of crashes occurred between 9 am and 3 pm (Piggott
et al, 1994).
An earlier study of bicycle crashes in Western Australia (Travers
Morgan, 1987) showed that bicycle crashes occurred mainly during
times of heavy traffic, and during daylight. Three-quarters of
crash victims were male, with a high proportions being teenagers
on school trips and young adults on work trips. Most collisions
between bicycles and cars occurred at intersections or where cyclists
or drivers enter a roadway. Obstructions to vision appeared to
be a factor in these collisions. The commonest injuries were to
the limbs, followed by injuries to the head.
A Monash University study in 1988 (Drummond and Jee, 1988) was
the first in Australia to allow for exposure to risk in analysing
crash patterns for bicyclists. The work was primarily aimed at
investigating whether it would be safer for young children to
ride on footpaths than the roadway (it was found to be so). The
data showed that 11 to 17-year-old cyclists had a much higher risk
of accident than two other age groups, up to 10 years and over
18. This was so for all kinds of accidents except for the kind
of collision that results from a cyclist suddenly emerging on
to a road in mid-block: this was found to carry the highest risk
for the youngest riders. The data in this study did not allow
analysis for smaller age groupings, so there is no confirmation
of the American indication that exposure-related risk rises for
the oldest groups.
Another study in Victoria specifically examined fatal bicycle
accidents occurring during the night (Hoque, 1990). Although the
author estimated that less than 10 per cent of total bicycle travel takes
place at night, some 25 per cent of fatal bicycle accidents in Victoria
occur during night time. The predominant problem appeared to be
that bicyclists were being killed in accidents involving motorists
coming from behind them. Most night time bicycle fatalities occurred
on arterial road links and in high speed limit zones (75 km/h
and over). In 90 per cent of night-time accidents the cyclists were hit
by an overtaking motorist; the day-time equivalent figure was 40 per cent.
3.1.2 United States of America
American data on fatal injuries to bicyclists show that more than
half of fatal collisions occur in urban areas and about one-third
at intersections. The circumstances of crashes were found to vary
with age. Children less than 15 years old are more likely than
older cyclists to be killed in urban areas, on local roads, and
at intersections. Older cyclists are more likely than children
to be killed on divided highways after dark and by hit and run
drivers (Baker
et al, 1993).
3.1.3 Europe
In London, analysis of the characteristics of the accidents resulting
in the deaths of nearly 200 cyclists showed that other motor vehicles
were involved in almost all of them (Gilbert and McCarthy, 1994).
Among these vehicles, heavy goods vehicles were involved in 30 per cent
in outer London and nearly 60 per cent in inner London. This is a much
higher proportion than has been recorded in other countries, including
Australia. Passenger cars were involved in 54 per cent in outer London
and 26 per cent in inner London. Some 35 per cent of those who died were children
aged 16 years or less. These authors point to earlier studies
which have tended to focus on children rather than adult cyclists,
especially in the United States. As a pointer towards the political
difficulties in implementing protective legislation in some countries,
including the UK, these authors appear to hold the belief that
limitation of heavy goods movements in the cities has a higher
priority for cyclists' injury reduction than the use of safety
helmets.
An emergency room study in Denmark over a two-year period compared
over 1,000 bicyclists injured in collisions with more than 1,500
who were injured in cyclist-only accidents (Larsen, 1994). It was
found that young bicyclists aged 10-19 years of age had the highest
incidence of injuries caused by accidents involving collisions.
Among the collisions, the crashes have different characteristics
according to the colliding vehicle. In one group of crashes were
the collisions with road users the author terms "soft"
(other bicyclists, mopeds and pedestrians), as opposed to collisions
with "hard" road users (motor vehicles and motorcycles).
Bicyclists were most commonly injured in collisions during weekdays
in the day time, and mainly in the summer. Some three-quarters
of the collisions with cars occurred at intersections, mainly
when the bicycle or car entered the intersection from a side road.
The median stay in hospital was less than four days. Collisions
with pedestrians and other bicyclists mostly occurred on bicycle
tracks, and most of the collisions resulted only in minor injuries,
although these often involved a stay in hospital and some absence
from work or school.
3.2 The kinematics of a bicycle collision
A careful field study of real-world cycle accidents was conducted
in Germany (Otte, 1989). The predominant collision was between
a cyclist and the front of a car. The subsequent kinematics were
shown to be similar to car-to-pedestrian or motorcycle collisions.
The primary impact is with the bicycle and the lower limbs of
the cyclist. The body of the cyclist is then thrown up over the
front of the car. Impact with the windscreen of the car is common
at impact speeds as low as 25 km/h. In this study the mean collision
speed was 36 km/h. The cyclist's head almost always hits the hood,
the lower centre part of the windscreen or the A pillars that
support the ends of the windscreen. The body of the cyclist is
further injured by contact with roof structures, and at impact
speeds of 55 km/h and over the cyclist is likely to be thrown
completely over the car. This, of course, presents a renewed risk
of head injury as the rider hits the ground.
3.3 The influence of alcohol
Alcohol involvement in bicycling injury has not been well documented
in the world literature. Li and Baker (1994) used data from the
US Fatal Accident Reporting System to examine blood alcohol concentrations
among fatally injured bicyclists aged 15 years or older during
the years 1987-91. Of 1,711 bicyclists who were killed and tested
(63 per cent of the total) 32 per cent were positive and 23 per cent legally intoxicated.
Adjusted for age, time of crash and other variables, males were
3.3 times as likely as females to be positive for blood alcohol
and 3.9 times as likely to be legally intoxicated. Those who died
aged 25-34, and those who died from crashes at night, also had
a significantly increased likelihood of being positive for blood
alcohol and legally intoxicated. Even among those aged 15-19 years
who were legally prohibited from drinking in the United States,
14 per cent had positive blood alcohol concentrations.
The proportion of bicyclists tested for alcohol appeared to be
independent of year, day of week, time of day and other circumstances
surrounding the crash. Even allowing for the fact that bicyclists
suspected of being under the influence are more likely to be tested,
these figures indicate that between one-quarter and one-third of
adult bicyclists in the United States may have been affected by
alcohol when they crashed. The authors of this study concluded
that the role of alcohol should be taken more seriously into consideration
in developing strategies for bicycle injury control and prevention.
4
THE BIOMECHANICS OF HEAD INJURY
The above review of the epidemiology of injuries to bicyclists
clearly shows the predominant importance of head injury as a potential
cause for death and permanent disability. Indeed, for physical
trauma in general, the brain is the human organ that it is most
important to protect. This is because injuries to the structures
of the brain cannot be corrected through present medical technology,
and the consequences of brain injury are often disastrous. Injury
to the brain and other parts of the central nervous system affects
control and function of very many other parts of the body, and
it is by affecting the way the body functions that brain injury
can lead to secondary injury to other parts.
4.1 The anatomy of the head
The anatomy of the head is important to an understanding of the
mechanism of brain injury.
The outer layer of the head is composed of the scalp, which is
some 5-7 mm thick and consists of three layers: the skin (including
hair), a layer of connective tissue below the skin, and a layer
of muscle and fibre. Beneath the scalp there is a loose layer
of connective tissue and a fibrous membrane that covers the bone
of the skull. The scalp provides some protective function to
the skull through its firmness and some degree of mobility when
sideways forces are applied to it.
The skull is a highly complex set of bones that enclose the brain,
eyes, ears, nose and teeth. It varies in thickness from about
4 to 7 mm. Eight bones combine together to form the case that
encloses the brain. While the inner side of the upper part of
the brain case (the cranial vault) is relatively smooth, the base
of this enclosed space is very irregular. It has several depressions
and ridges, and many small holes through which arteries, veins
and nerves pass. In addition, there is a larger hole (the foramen
magnum) through which the spinal cord leaves the underside of
the brain at the brain stem.
Within the skull there are three layers of membrane, the meninges,
which separate the brain from the bone and support the blood vessels
and nerves as they enter and leave the brain. Folds of these membranes
project into fissures between the right and left sides of the
brain and between the cerebrum (the main part) of the brain and
an associated structure, the cerebellum. The outer layer is known
as the dura mater. The meninges are lubricated by the cerebrospinal
fluid (CSF) which also fills spaces within the brain (the ventricles),
all helping to protect the brain tissue from mechanical shock
as well as providing nutrient for the brain tissue.
The central nervous system (CNS) consists of the brain and the
spinal cord. The CNS consists of a tightly packed network of nerves
and supporting tissue.
4.2 Types of injury
Brain injuries fall into two categories: diffuse injuries and
focal (localised) injuries. Diffuse injuries consist of swelling
of the brain, concussion and what is now termed diffuse axonal
injury (DAI). Focal injuries consist of haematomas (bruising and
localised collections of blood) at various layers within the meninges,
haematomas within the brain, and contusions (bruises) of the brain
itself.
Brain injuries sustained by road accident victims fall into the
diffuse type in three out of four cases, with one out of four
cases of brain injury being of the focal type. The two most important
causes of death are acute subdural haematoma (bleeding under the
dura mater) and diffuse axonal injury. The injuries most often
associated with a good or moderate recovery are cerebral concussion
and contusion of the cortex, the outer part of the brain tissue.
Diffuse injuries can range from mild concussion to severe injury
of the nervous tissue. Mild concussion may not result in loss
of consciousness, but merely some confusion and disorientation.
This is common and reversible, and often not brought to medical
attention. Classic concussion involves immediate loss of consciousness
following the head impact. Consciousness is lost for less than
24 hours and is reversible. Loss of memory (amnesia) for events
before and after the head impact is present, and the duration
of this amnesia is a good indication of the severity of the concussion.
In about one-third of the cases of concussion there are no other
lesions of the brain to be demonstrated. In more severe cases,
concussion is associated with bruising of the brain and fracture
of the skull (Gennarelli and Thibault, 1982). The eventual outcome
depends on the severity of these associated brain injuries, but
the vast majority can look forward to a good recovery within one
month. However, about 2 per cent of these patients might in the end have
severe deficit in brain function and another 2 per cent might have moderate
deficit.
Injury resulting in immediate loss of consciousness which lasts
for more than 24 hours has a much poorer outlook. After one month,
only one in five of these cases will be showing a good recovery,
with 50 per cent ending up with moderate to severe deficit and 20 per cent surviving
in only in a vegetative state. About 7 per cent will have fatal outcomes.
Diffuse axonal injury involves immediate loss of consciousness
which lasts for days or weeks. At the end of one month 55 per cent of
patients are likely to have died, and others will have severe
deficit. Diffuse axonal injury is characterised by the presence
and persistence of signs related to disruption of the nerves within
the brain and brain stem. Microscopic examination of the brain
shows tearing of the nerves throughout the brain.
Diffuse brain injuries may all be complicated by swelling of the
brain within the skull, and this is associated with a higher mortality
rate. Because the internal volume of the skull cannot be increased,
the brain and brain stem (which controls several vital physiological
functions) is pushed downwards through the foramen magnum, and
this causes further disruption of nervous tissue.
Subdural and extradural haematomas result from lacerations and
tearing of the blood vessels in the space between the brain and
the interior of the skull. These haematomas may be associated
with skull fracture, but this is not necessarily the case.
Cerebral contusion is found in some 90 per cent of brains where head injury
has resulted in death, with CT scans among nonfatally injured
patients showing an incidence of contusion varying between about
15 per cent and 40 per cent (Melvin et al, 1993). Contusions may occur at the
site of impact (coup contusions) and at sites remote from the
impact (contrecoup concussions). The contrecoup lesions have more
important effects than coup lesions. They occur predominantly
over the fronts and sides of the brain as a result of internal
impact against the irregular bony floors and sides of the skull
cavity. Contusions are frequently although not necessarily associated
with skull fracture, and are generally more severe when a fracture
is present. Mortality from contusions ranges from about 25 per cent to
60 per cent, with older adults being more likely to die than children.
There is no consistent correlation between simple linear fractures
of the skull and injury to the brain tissue. More complicated
skull fractures result from more severe impact and are more likely
to be associated with damage to the nervous tissue.
4.3 Brain injury experimentation
Experimental study of brain injury has fallen over the years into
three categories: head impact, head acceleration, and deformation
of the brain.
Head impact studies were first conducted in primates as early
as 1941 (Denny-Brown and Russell, 1941). Most of the early experimentation
involved impacting the primates' skulls in such a way that head
movement after impact was unconstrained. This resulted in complex
three-dimensional movement of the head and thus in a high degree
of variability in measured responses. Later experimentation did
attempt to constrain the head, but reproducibility of results
was not greatly improved (Melvin et al 1993). Attempts at similar
experimentation with non-primate models led to little more success.
The third group of experiments has involved direct deformation
of brain tissue in the laboratory. The rationale for this work
is that brain tissue is injured by stresses and pressures within
the cerebrum and brain stem resulting from impact. The main advantage
of such work is the comparative lack of variation in results for
impact to impact, and it has been possible for researchers to
derive a rather closer relationship between impact severity and
brain injury than has previously been possible in the experimental
situation (Lighthall
et al, 1990).
4.4 Impact injury to the brain
Application of external impact forces to the head can result in
local injury to the scalp, bones of the skull and to the brain
tissue resulting from concentrated loadings. In the case of the
brain, local injury at the site of impact can occur as a result
of penetration of the skull by the impacting surface or local
deflection of the skull without skull fracture. External forces
can also deform the skull case as a whole, which can cause pressure
disruptions throughout the brain.
When a head is impacted, violent forces of acceleration are applied
to the brain. These may be both linear and rotational in nature.
Resulting forces in the brain result in deformations throughout
the brain tissue. An analogy can be seen in a jelly set on a plate.
If the plate is sharply rotated, rotation of the top of the jelly
will follow only after a delay; meanwhile, there will be tensions
and distortions set up within the jelly mass. At an early stage
it was shown that acceleration alone, in the absence of fracture,
could result in functional injury to the brain (Gennarelli
et
al, 1982).
In addition to generating these internal stresses within the brain
tissue, head impact can result in a relative motion between the
different regions of the brain, and between parts of the brain
with respect to the interior of the skull. The brain tissue is
deformed as it bears upon irregular internal skull surfaces, and
veins that bridge these surfaces can be disrupted or broken. The
extent to which the brain tissue is internally deformed depends
on the location of the impact point, the nature of the distribution
of the force and the nature of the resulting motion of the head.
In addition, as a result either of direct head impact or head
motion secondary to impact with other parts of the body, the brain
stem and spinal cord within the neck can be stretched as a result
of secondary motion of the head.
Clearly, the complex nature of all the above relationships makes
it impossible to define one single mechanism for brain injury
as a result of head impact, let alone unarguably to associate
a given degree of injury with a given type of impact force.
It has been shown that loss of consciousness is more readily produced
by high levels of angular (rotational) acceleration than high
levels of translational (straight line) acceleration. Ommaya and
Gennarelli (1974) subjected two groups of animals to similar levels
of acceleration loading. Pure translation (linear acceleration)
did not produce diffuse injury, although focal lesions were produced.
It was only when rotation was added to the translation that diffuse
injury types were seen. Further work along these lines has clarified
some relationships between different kinds of rotational acceleration
and brain injury, but because the models used are small animals
scaling the results to apply to humans is extremely difficult.
The first brain injury studies centred on direct blows to the
head and measurement of the resulting linear accelerations associated
with such blows. Using human cadavers, Lissner
et al (1960)
at Wayne State University summarised the relationship they found
between acceleration levels, impulse duration and the onset of
linear skull fractures. Their results indicated a decreasing tolerable
level of acceleration as the duration of acceleration increased.
This relationship became known as the Wayne State Tolerance Curve,
and became the foundation of most current indices for head injury
tolerance. The findings were extended by work with human volunteers
in sled testing and the next step in the derivation of a head
injury criterion became the Gadd Severity Index (GSI; Gadd, 1966).
In 1972 the US National Highway Traffic Safety Administration
proposed a modification of the GSI that has become known as the
Head Injury Criterion (HIC), and this is currently used to assess
the potential for head injury in car crash test dummies. As can
be seen, however, the complex patterns of impact, stress and tissue
deformation encompass a much higher degree of complexity than
this relatively simple criterion would indicate.
There is also the issue that many if not most bicycle helmets
are worn by children. Corner et
al (1987) showed that there
is considerable flexibility in the child's skull, which will deform
readily on impact. This is why a child who has suffered only a
mild head impact is usually admitted to hospital for observation.
The elastic deformation of the child's skull can result in quite
extensive diffuse brain damage. This would indicate that children's
helmets should be constructed differently from adults', but there
is only limited progress in that direction among manufacturers
and standards-setting organisations. Lane (1986) came to similar
conclusions, particularly in the case of the smallest children,
in his review of the biomedical considerations for child bicycle
helmets
4.5 The application of biomechanics to head protection
Injuries to the scalp, skull and brain may be inflicted by a variety
of mechanisms, and to protect against these different mechanisms
requires a variety of approaches. The two fundamental principles
for helmet design are centred on the use of padding to absorb
energy and on the distribution of impact loadings.
The above discussion will have demonstrated that the primary objective
of head protection is the minimisation of brain tissue distortion
on impact. Any mass will accelerate when a force is applied to
it. During impact, as noted, accelerations may be linear or rotational.
During the impact process energy is transferred, and because the
head is not rigid, deformation and injury may be the result. Because
energy cannot be created or destroyed, it must be transferred
or absorbed. Therefore, the basic aim of head protection is to
reduce the forces that could injure the head by absorbing some
of the kinetic energy through the deformation or destruction of
something else. That is the function of the protective helmet.
The extent to which the forces generated at impact can be reduced
is a function of how much deformation of the helmet's structure
may be achieved and the force required for that deformation. This
in turn will depend on the strength, the amount and the shape
of the padding material and on its relationship to the head. Padding
materials may be categorised either as plastic or elastic. If
padding is plastic, it will not recover from any deformation that
occurs during impact loading. If on the other hand the padding
material is elastic, it will recover its original shape. As it
does so, the head will resume its initial velocity but in the
opposite direction (in other words it will bounce). The maximum
force developed will be the same, but the time during which the
head is loaded will be doubled.
Most padding materials are neither perfectly elastic nor perfectly
plastic, and the selection of material will depend to some extent
on the activity which threatens the head. For example, in the
kind of helmet used in American footbalI, where the helmet must
function time after time without replacement, materials that recover
their shape and properties are to be preferred. Where the helmet
must perform its protective function just once, but then to maximum
effect, a plastic material will be the best. The deformation to
the helmet will be permanent, and the helmet suitable only for
scrapping.
One of the primary objectives of good helmet design is to maximise
the area of padding that can interact with the head during impact.
This is because maximising the amount of material used during
the impact maximises the absorption of kinetic energy and thereby
minimises the transfer of energy to the head. A wellfitting helmet
will maximise the contact area between head and padded liner.
No known form of head protection can completely protect the wearer
against all foreseeable head impacts. Even the best available
padding material has a definite limit to its energy-absorbing capability.
No material can crush more than its original thickness, and when
a material is nearly fully crushed it will become very stiff and
the forces then developed will become very high. At that point
the unabsorbed energy will be transferred to the head
Future improvements in head protection will be found with increased
padding thickness, increased padding area (especially over the
area of the temples), decreased crushing strength of the padding
and uniform crushing strength. The first two of these properties
will maximise the amount of energy absorbed, and the second two
will minimise the force developed. The basic constraint known
to all helmet wearers and manufacturers is that there is a practical
limit to the thickness of padding in a helmet. Several analysts
(for example, Corner
et al, 1987; Mills and Gilchrist,
1991; Smith
et al, 1993) have suggested that present standards,
which employ solid headforms for testing, tend to favour stiff
padding. In the real world, softer padding may protect more people
from injury, although protection might suffer in the most severe
(and rare) of impacts. The subject is still under research.
Helmet design is also complicated by other factors. It must be
more or less spherical in shape. The amount of energy that will
be delivered in an impact can never be forecast with accuracy.
The shape, stiffness and other characteristics of the impacting
surface or object cannot be anticipated. The user of the helmet
will have specific needs not necessarily relating to safety that
will limit options for good designs.
In practice, helmet designers aim to ensure that in a given impact
the force that is developed is less than some predetermined value.
4.6 Helmet construction in practice
A protective helmet usually consists of two parts: the outer shell
and a padded layer for energy absorption. In the case of motorcycle
and car racing helmets, the object of the outer shell is to provide
a hard strong outer surface that serves to distribute the impact
load over a large area. It also provides protection against penetration
against small sharp and high speed objects. It also serves to
protect the padding from abrasions and knocks during day to day
use. These requirements mean that the shell must be rigid, tough
and hard, usually with a smooth exterior finish. The special requirements
of bicycle helmets have led to a rethink of the need for an outer
shell, and this issue will be discussed later in this report.
It is the liner of the helmet that is responsible for absorbing
the energy of impact through its own destruction. Desirably, it
should have a well defined relatively constant crushing strength
and be essentially plastic in the nature of its crushing. Although
in theory there are several materials which would function as
liners, in practice the choice for manufacturers falls simply
to one or two kinds of expanded plastic foam.
The most common materials used for the outer shell of protective
helmets are glass reinforced plastic (GRP) and polycarbonate thermoplastics.
Other components may be used for highly specialised applications.
For bicycle helmets, thermoplastics are the only materials used
for hard shells (becoming increasingly rare) and the much thinner
"microshells". Other helmets have thin coatings of epoxy
or other plastics, or have no coatings at all.
Because rotational accelerations are associated with brain injury,
and because of a theoretical risk to the neck when a helmet catches
on the ground or an object and rotates, studies have been undertaken
to determine the sliding resistance of different kinds of outer
helmet surface. Corner
et al (1987) simulated real crashes
and (with the helmets of the time) found evidence of severe rotational
accelerations. Hodgson (1990) conducted an initial study of the
sliding resistance of hard shell and no-shell helmets (foam-only),
using a dummy impacting on slanted concrete. He concluded that
no-shell (all foam) helmets do have a higher sliding resistance
at impact angles of 30 to 45 degrees, and could increase neck
loadings in a crash. His tests also predicted the possibility
of facial injuries. A follow-up study (Hodgson, 1991) included
microshell helmets. He found that both hard-shell and microshell
helmets would slide rather than hang up, and sliding reduced the
potential for neck injury. At the test impact speeds of 10 to
14 km/h, rotational head motion did not approach dangerous levels
of angular acceleration or angular velocity. However, a later
Swedish study (Andersson
et al, 1993), using impact speeds
of 20 to 40 km/h, showed that no-shell helmets did tend to hang
up on asphalt surfaces, threatening both the brain and the neck.
It should be stressed that real-world crash experience (reviewed
later in this report) shows that none of these laboratory results
are reproduced in the field to any measurable extent; in other
words, in the real world, rotational acceleration has not shown
up as an important problem.
The materials used for liners are either semi-rigid polyurethane
foams or expanded polystyrene bead foams. The latter are far more
common for bicycle helmets. They are produced by introducing a
known amount of pr-eexpanded polystyrene bead into a closed mould
and ejecting steam. The beads expand and adhere to one another.
Some three years ago General Electric began producing a new polystyrene
foam (GESET) which is combined with other resins to mould into
a stronger material that will permit lighter helmets with thinner
foam to pass test standards, and which holds together better in
multiple impacts. It is becoming very popular.
4.7 Standards
Because it is essentially impossible for a consumer to assess
the protection afforded by a safety helmet by simply looking at
it, in Australia and most other motorised countries there have
developed systems of standards which set down requirements for
protection and, in some cases, follow-up monitoring and quality
control.
All helmet standards for impact performance are much the same
in their approach. They entail the following. The helmet is placed
on an artificial headform in the way that it would be worn by
a real person. Different standards use different headforms, although
all try to model the important features of the human head. The
helmeted headform is then subjected to an impact. This is supposed
to be typical of the type of impact that could be encountered
in the specific application for which the helmet is used. Energy
level, environmental factors and impact surface characteristics
are considered, although no helmet performance standards presently
monitor for a helmet's ability to reduce angular acceleration
of the test headform. During the test the linear acceleration
of the headform is monitored throughout the duration of the impact.
Most standards use a vertical drop test in which the helmeted
headform is raised to some pre-determined height and released.
At the moment of impact the assembly will have acquired a kinetic
energy that is proportional to the drop height and its weight.
This energy will be dissipated during collision with the impact,
and to pass any particular standard the response of the headform
must be within prescribed acceleration limits. A criticism of
the solid headform universally used for standards approval is
that it does not mimic the deformable characteristics of the human
head (especially that of the child). The effect is that to pass
the standards tests, the padding has to be firmer than might be
desirable on theoretical grounds. However, it has not yet been
shown as practicable to use a "soft" headform that produces
consistently reproducible results.
Australian Standard AS 2063 covers requirements for lightweight
protective helmets for use in pedal cycling, horse riding and
other activities requiring similar protection. Part 1 of this
standard describes basic performance requirements for impact attenuation,
penetration resistance and so on. Some specific requirements for
helmets for pedal cyclists that are variations from those basic
performance requirements are specified in Part 2 of the standard,
Helmets for Pedal Cyclists. This part of the standard includes
requirements for ventilation and retention system effectiveness,
and distribution of localised loading (a unique Australian requirement).
International comparison of standards is difficult because of
differences in detail between test requirements, types of anvil
and so on. As noted, the Australian standard has a unique requirement
for what is known as localised loading. This was developed as
a response to some dissatisfaction about the requirement for penetration
resistance that was in the original bicycle helmet standard, because
inclusion of such a requirement essentially mandated a hard outer
shell. Such a shell, in turn, added weight to the helmet and there
were many that questioned its practical effectiveness in the real
world (Long
et al, undated). The localised loading test
ensures that the integrity of a helmet will be maintained when
impact is localised over a small area, but without the need for
a hard shell to resist penetration by a sharply pointed test impactor.
It also has the effect of prohibiting in Australia some helmets
sold in overseas markets that have inserts of very hard foam around
large ventilation openings.
When subjected to the impact tests specified in the standard,
the Australian standard requires that the headform acceleration
shall not exceed a peak of 400 g, 200 g for a cumulative duration
of three milliseconds and 150 g for a cumulative duration of six
milliseconds. Both a flat anvil and a hemispherical anvil are
used for the drop testing. Worldwide requirements are of the same
order of magnitude, although there are differences in acceptable
acceleration levels that are related to the energy imparted during
the test.
Bicycle helmets have now been shown to provide such good general
protection that related standards can cover helmet use for several
similar activities such as in-line skating or skateboarding.
Because good fit is so vital to the protection offered by a helmet
it is essential to have straps and fitting pads that are easy
to adjust. Some helmets are much easier to fit than others and
a wide range of helmet size is helpful. Most helmets have inner
soft pads that attach with plastic strips allowing some experimentation
with various thicknesses of pad as the helmet is fitted. It is
a mistake, however, to compensate for a badly fitted helmet by
using thick pads, as protection will be severely compromised.
5
THE EFFECTIVENESS OF BICYCLE HELMETS
5.1 Measurement of effectiveness
The effectiveness of bicycle helmets can be assessed in several
different ways. These include field crash investigation including
examination of helmets that have been involved in accidents, comparison
studies of helmet use and nonuse in similar populations, and statistical
studies associated with changes in population helmet usage in
association with legislation or otherwise.
The protective effect--"effectiveness"--is usually expressed
as the percentage reduction in risk, helmet worn versus helmet
not worn. The risk reduction may be in terms of death, overall
injury, or injury to a defined part.
5.2 Motorcycle helmet effectiveness
Supplementing more recent studies of the effectiveness of bicycle
helmets is a long history of research on the effectiveness of
crash helmets for motorcyclists. Parallels are valid because the
principles for protection are the same, and as shown by McDermott
and Klug (1982) head injuries were once much more prevalent among
unhelmeted bicyclists than helmeted motorcyclists.
During the 1939-45 world war, a neurosurgeon of Australian background,
Sir Hugh Cairns, advocated the use of helmets to cut the high
incidence of head injury among motorcycle dispatch riders. Cairns
and Holbourn (1943) concluded that crash helmets reduced the risk
of skull fracture by 33 per cent. Jamieson and Kelly (1973) studied patterns
of injury in Brisbane before and after the introduction of mandatory
crash-helmet wearing laws in Queensland in 1970, and showed a dramatic
reduction in both the incidence and severity of head injury. As
various American states introduced, repealed, then reintroduced
helmet-wearing laws for motorcyclists, analyses showed that helmet
use resulted in a 43 per cent reduction in the risk of being killed (Watson
et al, 1980) and a 65 per cent reduction in the risk of injury
to the head, face and neck (McSwain and Petrucelli, 1984). More
recent sophisticated statistical analyses of Evans and Frick (1988)
and Wilson (1989) in the United States have found a reduction
in the risk of being killed of around 30 per cent.
5.3 The first studies of bicycle helmet effectiveness
One of the first evaluations of the effectiveness of bicycle helmets
was conducted by the NHMRC Road Accident Research Unit in Adelaide
(Dorsch
et al, 1984). In this study 894 cycling enthusiasts
were contacted by mail with regard to their most recent bicycle
accident and their helmet use at the time. Overall, 197 bicyclists
were identified who had experienced an accident within the previous
five years and had struck their head or the helmet in the crash.
Helmet use fell into different groups: no helmet was used by 75
riders, an old style "hairnet" type of helmet by 69,
an unlined solid helmet by 37, and a lined solid helmet by 16.
This admittedly fairly crude study showed a consistent and statistically
significant relationship between helmet use and reduced severity
of head injury. The association persisted after adjustment for
age, gender and severity of crash forces. The authors of this study
estimated that the risk of death from head injury was three times
higher for an unhelmeted rider than for a rider wearing a helmet
of poor protective capacity, and ten times higher for an unhelmeted
rider compared to one wearing a high standard helmet This 1984
study, although subject to respondent bias (as acknowledged by
the authors), provided important support for the moves already
under way at that time in Australia to increase the use of protective
helmets by bicyclists.
At about the same time in Sweden, hospital accident records on
cyclists injured in urban traffic accidents were studied for the
years 1983-4 (Kroon et
al, 1986). There were 36 helmeted
riders in the study, 31 of whom had injuries which were more than
minor. Two-thirds of these riders had not collided with another
vehicle. A matched pair comparison method was used, with each
helmeted rider being matched with an unhelmeted rider who had
attended hospital following a similar accident. It was estimated
by these authors (in what again was an early stage and rather
limited study) that the risk of minor injury would be reduced
by a factor of three if a helmet was worn, and for moderate injuries
the risk of injury would be halved if a helmet was worn.
5.4 Crash reconstruction and helmet studies
For the Federal Office of Road Safety, Corner et al (1987) in
a valuable and comprehensive report documented many aspects of
head protection for pedal cyclists. Among other components of
their work, they studied a total of 171 bicyclist crashes resulting
in head injury. Eighteen of the injured people were wearing helmets.
The study showed again that crashes involving other vehicles carry
a far higher risk of head injury compared with other types of
bicycle crashes, including falls from the bicycle and collisions
with fixed objects. Collisions with other vehicles accounted for
all of the 14 deaths included in the survey. There was also found
to be a high proportion of children with head injury.
Corner
et al found in this comparatively early study that
bicycle helmets were reducing the severity of head injury, and
this was particularly the case when injury resulted from a collision
with another vehicle. In these collisions, among helmeted riders
92 per cent sustained minor injury, none had moderate injury, and 8 per cent
severe head injury. Among those not wearing helmets 65 per cent sustained
minor injury, 7 per cent moderate and 28 per cent severe (three to four times
as many). Similar differences were found to exist for injuries
sustained in non-collision crashes, although the differences were
not so striking.
It was also found in this study that there was a substantial variation
in the protection offered by different kinds of helmets, with
the best results being found in association with helmets conforming
to the then current Australian standard for bicycle helmets. The
light "hairnet" type of helmets were associated with
a higher degree of head injury.
Some other early studies took the first steps towards reconstruction
of actual crashes in which helmets were worn. Hurt and Thom (1985)
selected six bicycle accidents, all involving adults and in which
helmets were worn. The crashes were reconstructed from observed
damage to helmets and vehicles, from known road conditions and
hospital records. Based on the accident reconstructions, an equivalent
test drop height was found by experiment that would reproduce
in a helmet test rig the observed real damage to the helmet for
each case. The importance of this early study lay in the finding
that there was a very large difference in protective capacity
between helmets not complying to the American national standard
for helmets and those that did so. Permanent or fatal brain damage
could be expected for damage equivalent to a test drop height
of around 1.0 metre in the case of the poor helmets, whereas moderate
concussion or no injury or fracture could be expected in the case
of damage equivalent to drop heights of 1.4-1.8 metres in the case
of the good helmets.
Extending this kind of research, an important study was reported
by Williams (1991) of the Royal Melbourne Institute of Technology.
A group of 64 helmets worn by bicycle riders during crashes was
evaluated to examine the level of protection they provided, and
to gain some insight into the efficacy of bicycle helmet performance
standards. The helmets were obtained during a study of the injuries
sustained by 1,892 bicyclists who were admitted as casualties
in Victoria during two periods between 1987 and 1989. Of the bicyclists
in the study, 432 were wearing helmets at the time of their accidents
and 64 of these had sustained an impact to the helmet. The helmets
they had been wearing were submitted for evaluation in the context
of hospital records of injuries sustained by the riders, and descriptions
of the circumstances of the crashes.
The majority of the helmets (95 per cent) consisted of a hard shell with
an expanded polystyrene foam liner. Nearly all were designed to
meet the requirements of either the original Australian standard
or one of its later amendments. A few helmets complied with overseas
standards and two were not certified to any standard. Twenty-five
of the accidents (39 per cent) involved a single bicycle, and 39 (61 per cent)
involved a collision between a bicycle and another road user.
Most of these collisions were with a motor vehicle and they resulted
in all of the severe head injuries.
The severity of the impact that had been sustained by the helmets
was simulated in the laboratory. This was done by dropping sample
helmets from progressively greater heights in a test apparatus
until the damage observed from the sample matched that observed
on a helmet damaged in a real crash. Then, the severity observed
in the simulated impacts was compared with the severity of test
impacts prescribed in American and Australian performance standards.
The majority of impacts were of low to moderate severity. Sixty-seven
percent of the impacts were reproduced at a drop height less than
0.75 m and 90 per cent at a height less than 1.5 m. Ten percent of impacts
equated to higher drop heights. The majority of simulated impacts
produced transmitted accelerations of between 0 and 100 g, with
90 per cent below 200 g. The results indicated that the helmets designed
to the Australian and Snell standards provided a margin of protection
greater than their respective standards required.
The study found that all the impacts occurred against flat objects
and surfaces. A high proportion of helmets had sustained more
than one impact. Most impacts occurred on areas of the helmet
which were not tested during certification and many impacts were
more severe than those stipulated in performance standards. Injury
records showed that the predominant form of head injury was concussion
of low severity.
All the serious head injuries occurred when the helmet came off
the rider's head and collapsed because of a material defect, or
was struck predominantly below the rim of the helmet. A high proportion
of helmets worn by young riders had been misused. In summary,
therefore, these bicycle helmets protected all their riders from
severe head injury as long as they were properly worn and retained
on the head during the crash.
A follow-up to this study has recently been reported (Cameron
et
al, 1994). The earlier helmets studied by Williams were mostly
of the hard-shell kind, but these became unpopular and essentially
superseded by the lighter thin-shell (microshell) and no-shell (foam
only) helmets after the penetration-resistance requirement was
dropped from the Australian Standard. This follow-up study therefore
was centred on the newer helmets, but otherwise the methodology
was comparable. In this data set, 75 per cent of the crashes involved
a collision with a motor vehicle, a rather higher proportion than
in the earlier data set. In neither data set were any injuries
caused by penetration of the helmet.
There were strong, but different, relationships between the impact
severity (measured by the drop height) applied to each helmet
and the resulting peak acceleration experienced by the headform.
The helmets in the more recent set of data, collected in 1991/92,
produced lower peak accelerations for a given severity of impact
on the helmet's external surface, in comparison with the earlier
data set (1987-89). This was true for a range of impact types representative
of those that occur in real bicycle crashes, where the majority
of impacts are against a blunt surface. The impact surface was
a bitumen roadway or concrete surface in two-thirds of the cases
studied.
None of the head accelerations in this later data set exceeded
200 g.
There was no evidence of a real difference in protective effects
between the newer and older helmets, although the number of helmets
tested (38) may have been too low to allow small differences to
emerge.
McIntosh and Dowdell (1992) conducted a rather similar study of
bicycle helmets that had been involved in accidents in Sydney
during early 1991. The accident sample, which was selected and
not intended to be representative of the population of bicycle
accidents, was drawn from accident and emergency departments,
police reports, coroners' courts and direct advertising. An attempt
was made to reconstruct the crash events, and the damage suffered
in the real-world crashes was duplicated on identical but undamaged
helmets in the laboratory.
Forty-two cases were investigated. Consistent with the Victorian
data, two-thirds of the accidents involved collisions with another
vehicle, predominantly passenger cars. The estimated pre-collision
speed of the bicyclists was 0 to 60 km/h, and of opposing vehicles
0 to 110 km/h. Half the helmets had hard shells, 36 per cent soft shells
and 14 per cent microshell. All complied to the Australian Standard or
to an accepted American standard. Two-thirds of the impacts were
to the front and sides of the helmets. All but three of the bicyclists
were injured to some extent.
Helmet damage replication showed that the mean peak head acceleration
among those who suffered some head injury was 180 g, and 129 g
among those who sustained no head injury. Equivalent impact velocities
were in the range of 14 to 20 km/h. In all these cases, therefore,
head injury in the absence of a helmet would have been likely.
In fact, however, in 75 per cent of the cases no brain injury was sustained,
and only one head injury case was admitted to hospital because
of the head injury. The fatally injured riders were subjected to
impacts during collisions of such high energy severity that the
head injuries were unpreventable.
An American study of the same general kind was undertaken at the
Head Protection Research Laboratory at the University of Southern
California. In contrast to the above Australian studies, however,
it aimed to investigate collisions that did not result in injury
requiring medical attention (Smith et
al, 1993). It did
this through the use of bicycle helmet manufacturer return programs,
which allow helmet users to return helmets which have been damaged
in an impact directly to the manufacturer for replacement. The
rider is asked to provide a brief description of the crash and
injuries along with the damaged helmet. Many of these riders had
sustained only minor injuries, spent relatively little or no time
in hospital, and no police accident reports existed for most of
the crashes. Accordingly these collisions would have been difficult
to track and evaluate by any other means. A total of 72 helmets
were included as part of this study. All had impact damage. Impact
sites were measured and documented in detail, related to injuries
and where possible the damaged helmet was classified as having
contributed to the prevention of the injuries, reduced injury
severity or made injury worse. Some helmets were then selected
for replication of the damage in the laboratory including replication
of the impact surface in a standard drop test apparatus.
Nearly all met the Snell Memorial Foundation Standard, the retention
system had been properly fastened and the helmet remained on the
wearer's head for 97 per cent of the cases that were examined. The most
prominent impact locations were found to be in the left and right
front regions, and although some helmets had suffered more than
one impact in only one case the helmet sustained more than one
impact at the same location. The majority of primary impacts were
onto a flat surface and the material that was most often struck
was asphalt.
The impact replication study showed that among the type of impacts
sustained by these riders, most of which had been at low speed,
it was possible to replicate the impacts with drop heights of
less than one metre in most cases. This is generally similar to
the Australian findings of Williams (1991) and Cameron et al (1994).
The replicated peak headform accelerations were all considerably
less than required by current bicycle test standards. This study
showed that most bicycle riders would benefit from the use of
bicycle helmets under typical impact conditions.
The Bell helmet company in the United States maintains a database
for helmets returned to the company through its own replacement
program (Fisher and Stern, 1994). Impact locations were found
to be distributed in a way similar to that shown in earlier studies,
with around 40 per cent in the frontal area, about one quarter at the
rear and most of the remaining impacts being on the sides. Yet
again, this study showed that the overwhelming majority of impacts
were against flat hard surfaces. The average pre-crash speed estimated
by the cyclist was 33 km/h. Two-thirds of the riders reported some
type of injury, but head injuries with one exception were of a
minor nature.
Cameron
et al (1994) concluded that the specified drop
height of 1.5 metres for the impact attenuation test in the Australian
Standard is set too low if the intention is to cover closer to
the full range of impact severities experienced by the helmets
of cyclists involved in crashes resulting in severe injury. However,
Smith
et al (1993) note that development of bicycle helmet
standards should take into consideration the fact that increases
in impact energies designed to reflect high severity impacts could
have a significant (and by implication deleterious) effect on
the ability of a helmet to protect at low impact levels. This
is a similar conclusion to that of Mills and Gilchrist (1991),
and a matter promoted for further research by Corner
et al,
1987. There will always be a balance required between protection
for one population at the expense of another.
5.5 Case comparison studies
The best studies seek to evaluate helmet effectiveness by comparing
cases with cases, outcomes with outcomes, and controlling for
all variables except for helmet use. These are sometimes known
as case-control studies, although strictly speaking it is usually
groups of people that are being compared, not individual cases.
Most such studies are based on hospital emergency department data,
and from study to study the different percentages of those injured
(whether wearing helmets or not) is a factor of the kind of patients
seen and treated in the particular units. The important difference,
of course, is in the risk of head injury between helmet wearers
and non-wearers in the same population sample.
There have been two major studies of this kind reported from Australia
(one for adults and one for children) and two more in the United
States and United Kingdom. They provide the nearest thing to definitive
information on helmet effectiveness at the present time.
One of the best and most comprehensive of such studies has been
the Australian one by McDermott
et al (1993). They
measured the effectiveness of bicycle helmets by studying crashes
and injuries sustained by 1710 casualties treated at Melbourne
and Geelong hospitals in 1987, 1988 and 1989. They compared causes
of death and types and severity of injury for injured riders wearing
standards-approved helmets (261), non-approved helmets (105) and
no helmet (1344). The helmets used were all of the hard-shell type,
and it was a subsample that was tested and reported upon by Williams
(1991), as noted in section 5.4.
Male casualties outnumbered females four to one. Most casualties
struck the ground first, and the second most commonly struck object
was a motor vehicle. Five helmets came off because the retention
system had not been fastened. Head injuries were significantly
less frequent among wearers of Standards Australia-approved helmets
(21.1 per cent) than unhelmeted casualties (34.8 per cent).
The relative proportion of head injury represented a reduction
in head injury risk of 39 per cent. Excluding the helmets that were dislodged
(the amended standard makes dislodgment much less likely for modern
helmets) gives an injury risk reduction of 45 per cent. Helmets were found
not only to reduce the frequency of head injury but also the severity
of injury, with wearers of approved helmets sustaining significantly
shorter periods of unconsciousness. This has obvious, and favourable,
implications for the prevention of brain injury and subsequent
permanent impairment.
The McDermott
et al (1993) study used as the control (comparison)
group those cyclists who were treated for injury (or who died)
when not wearing a helmet. As noted, and as the authors acknowledge,
this sampling misses many of those wearers who avoided head injury
because the helmet was effective, and therefore
underestimates
the risk reduction effect to an unknown extent. (This, it
might be said, is a failing of nearly all studies of safety equipment
that rely only on casualty data.) The 45 per cent reduction in injury
risk calculated by McDermott
et al should therefore be
regarded as at the very bottom of the possible range. In order
to overcome this possible bias, an earlier study in Seattle used
a population-based control group, consisting of bicyclists who
had had accidents, whether or not they were injured or sought
hospital care (Thompson
et al, 1989). In addition, these
authors also used an emergency room control group, similar to
that of McDermott
et al (1993).
In the Seattle study, the case patients were bicyclists who sought
care for a bicycle-related head injury in the emergency room of
one of five hospitals in the Seattle area during the study period
(December 1, 1986, through November 30, 1987). Head injury was
defined as an injury to those areas of the head that a helmet
might reasonably be expected to protect: the forehead, scalp,
ears, skull, brain, and brain stem. There were 235 bicyclists
with head injuries in the study.
As noted above, the study had two separate control groups. The
emergency room control group consisted of bicyclists who sought
care at the same five emergency rooms for bicycle-related injuries
other than head injuries. The population-based control group was
designed to sample the population at risk for bicycling injuries;
it consisted of cyclists who had had accidents, whether or not
they were injured or sought medical care. The use of data from
this control group permitted focus on assessing the degree to
which helmets protect cyclists in accidents against head injuries
that require medical attention.
The two comparisons--with emergency room patients, and the population-based
group--gave risk reduction estimates for helmet wearing of 74 per cent
and 85 per cent respectively. Comparing this study with the McDermott
et al study, the Seattle definition of "head injury"
included face injuries, which accounted for 109 cases among their
total 235 head-injury cases. McDermott
et al adjusted for
this and other definitions, and showed that the risk reduction
effect shown in the Seattle study using the emergency-room controls
is 61 per cent, compared to their 45 per cent. The Australian study included several
times as many helmeted cyclists, which makes their conclusions
rather more robust. However, the Seattle group's inclusion of
a population-based control group gives strength to the overall
conclusion that the risk reduction effect of helmets is even greater
than shown by the comparisons using emergency-room patients as
controls.
These controlled studies provide convincing evidence of the effectiveness
of bicycle helmets in preventing injury. They show that a rider
not wearing a helmet is between two and three times as likely
as a helmet wearer to suffer a head injury in a crash. This level
of effectiveness is at least as high, and may be much higher,
than that of seat belts in preventing injury to car occupants.
Thompson
et al (1989) conceded that they could not completely
role out the possibility that more cautious cyclists may have
chosen to wear helmets and also had less severe accidents. Spaite
et al (1991) compared injuries sustained by helmeted and
unhelmeted riders in collisions with motor vehicles, finding that
the helmeted riders had less injury to other parts of the body
as well as to the head. They concluded that the collisions for
these riders had been less severe, because the riders had been
more cautious. However, Thompson
et al (1989) made adjustments
made for age, experience, and accident severity should have largely
accounted for such potential differences between case patients
and controls. In the large Australian study by McDermott
et
al, helmeted casualties had more frequent and severe body
injuries than unhelmeted casualties, and riders wearing helmets
slightly more often hit their helmeted heads or their faces on
colliding vehicles. It may be reasonably concluded that the wearing
of helmets is not strongly associated, if at all, with more cautious
riding.
A study very similar to that by the Seattle group was more recently
conducted in Queensland, this time directed specifically at head
injuries sustained by children (Thomas
et al, 1994). During
1991 and 1992, 445 children aged 14 years or less, presenting
with bicycle-related injuries to the two main children's hospitals
in Brisbane, were selected for analysis. The case group was composed
of 102 children with injuries to the upper head area, including
injuries to the skull, forehead and scalp, or loss of consciousness.
The control group consisted of the 278 cyclists who were treated
for injuries other than to the upper head or face. Information
was recorded on the circumstances of the accident and the surface
on to which the child fell. The degree of damage to the bicycle
was used to assess the severity of the impact. The study was controlled
for age, gender, hospital, education, accident cause, collision with
a moving vehicle or stationary object and severity of impact.
Three-quarters of those injured in this study were boys. Age, however
was not significantly associated with upper head injury. Contact
with another moving vehicle was reported by 31 children and significantly
more children with upper head injury had crashes involving contact
with another moving vehicle. More injuries to the upper head occurred
when the children fell on paved surfaces than on gravel, dirt
or grass. Most children who were wearing a helmet at the time
of the accident had hard shell helmets.
Significantly fewer children with head injury were wearing a helmet
at the time of the accident compared with control subjects. Only
one-fifth of the children who lost consciousness were wearing a
helmet at the time of the accident. The reduction in risk among
helmet wearers was 63 per cent for upper head injury and 86 per cent for loss
of consciousness. This translates to a risk of injury to the upper
head of 2.7 times higher among non-helmet wearers than among helmet
wearers. For loss of consciousness, the risk was 7.3 times higher
among non-helmet wearers than among helmet wearers. All these benefits
were seen to persist after adjustment for possibly confounding
variables. This emergency-room study, like all clinical studies,
probably underestimates the effectiveness of safety equipment
such as helmets, because those saved from any injury would not
attend for treatment.
The benefits of helmet use shown by this carefully-conducted study
of children were very much in the same order of magnitude as the
benefits demonstrated in the Seattle and Melbourne studies.
The Seattle group used their same sample to assess the potential
effectiveness of helmets in preventing injuries to the face (Thompson
et al, 1990). The study in this case included 212 bicyclists
with facial injuries and 319 controls with injuries to other body
areas. Controlling for age, gender, education and income, they found
no definite effect of helmets on the risk of serious facial injury
overall, but there was evidence of an effect in preventing serious
injury to the upper parts of the face.
In one of the largest of the comparative studies, Maimaris
et
al (1994) throughout 1992 collected data on all patients who
attended the emergency department of a Cambridge hospital following
a bicycle crash. They recorded helmet use and personal injuries
with particular regard to head injuries. Head injury was defined
as evidence of skull fracture, brain injury as shown by CT scan,
and loss of consciousness or post-traumatic amnesia associated
with other symptoms. Other minor injuries such as abrasions and
bruises were not regarded as head injuries. The study sample included
1,040 patients with complete data, of whom 114 had worn bicycle
helmets when the crash occurred.
There were two deaths following collisions with motor vehicles,
but in neither case had a helmet been worn. There was no significant
difference found between helmet wearers and non-wearers in the
types of accidents in which they were involved. Most injuries
were to soft tissues only, and mainly to the limbs. Significantly
more children wore helmets (16 per cent) than did adults (9 per cent).
There were no significant differences between the two groups of
cyclists with respect to the nature and site of injuries sustained,
except in the incidence of head injury. Head injury was sustained
by four out of 114 (4 per cent) of helmet wearers, compared with 100 out
of 928 (11 per cent) of non-wearers. The risk reduction effect was therefore
over 60 per cent. The incidence of head injuries sustained in accidents
involving motor vehicles was higher than in those not involving
motor vehicles.
Statistical analysis showed a protective factor of 3.25 for wearing
a helmet. In other words, these authors calculated that non-wearers
were over than three times more likely to sustain a head injury
than a helmet wearer. There was a strong relationship between
head injury and helmet wearing, and between head injury and involvement
of a motor vehicle. Not only were the odds of head injury significantly
reduced (by a factor of three) by wearing a cycle helmet, but
also the protective effect of wearing a helmet was present for
all ages and all types of accidents including collisions with
motor vehicles. These authors also found that when helmet wearers
sustained head injuries, they were less severe. All the patients
in the study with skull fractures and severe brain injury, including
the two deaths, had not been wearing helmets.
As discussed above, some critics have argued that statistical
studies are misleading because helmet wearers are more likely
to be cautious than non-wearers and are therefore less at risk
of head injury. However, in this British study there was no difference
in the types of accidents suffered by the two groups. It has also
been argued that cyclists who own a safety helmet are more aware
of the risks of cycling than those who do not. If helmet owners
are safer riders than non-owners, then in a study of this kind
there would be fewer injuries among cyclists who owned a helmet
but were not wearing it at the time of the collision. This variable
was known. The authors report that there was a similar rate of
head injury observed among non-wearing helmet owners and non-owners,
and the rate of head injury was much higher than for helmet wearers.
The authors also found no difference between helmet wearers and
non-wearers in the types of injuries other than head injury that
were sustained, or in the areas of the body injured. All these
findings, including data from different nations, do not support
claims either that helmeted cyclists are more cautious or that
they take more risks.
Another criticism that has emerged in association with the vigorous
debate on helmet use in Europe and the United States is that helmets
can be of little or no use in the severe collisions that occur
between bicyclists and other motor vehicles, and that therefore
it is the cars that need to be controlled in such a way as to
prevent injury to cyclists in collisions. However, McDermott and
Lane (1994) have published follow-up data to show that this belief
is wrong. Wearing a helmet reduced the frequency of head injury
among cyclists who were struck by moving vehicles from over 71
per cent to 50 per cent, a risk reduction of 30 per cent. The severity of those head
injuries that did occur was less among those wearing helmets.
5.6 Time series analyses
Trends in the incidence of head injuries and bicycle related injuries
in Brisbane have been examined by using injury surveillance data
in a population of 600,000 people (Pitt
et al, 1994). During
the period 1985-1991 the rate of head injury from bicycle accidents
fell by more than half. Admissions to hospital with bicycle related
injuries other than to the head remained unchanged during the
same period. Head injuries from other causes also fell through
the whole period but remained unchanged after 1988, which is about
the time that helmet wearing became widespread.
Bicycle related head injuries occurring over time have also been
tracked in the United States (Sacks
et al, 1991) These
authors reviewed death certificates and emergency department injury
data for 1984 through 1988. Using the Seattle data for effectiveness,
they concluded that as many as 2,500
of the 2,985
head-injury
deaths (62 per cent of all bicycling deaths) among cyclists in the United
States from 1984 through 1988 could have been prevented if helmet-wearing
had been universal.
5.7 The effect of legislation
5.7.1 Early promotion of helmet use
Because the proportion of riders using bicycle helmets has risen
so substantially over the past decade, it has become possible
for epidemiologists to track changing patterns of injury, and
especially in relation to head injury match these patterns to
helmet use in order to determine helmet effectiveness.
Much of the stimulus that resulted in legislation for the wearing
of bicycle helmets in Australia (an internationally unique initiative)
came from individuals, professional organisations and government
authorities in Victoria. During the mid-1980s there was substantial
promotion in the public media of helmet use in Victoria (about
$1.3 million dollars in 1986, according to Staysafe, 1988), and
there was introduced some public subsidy for the purchase of bicycle
helmets for children. Following a heavy media campaign in 1984
the proportion of primary school children using bicycle helmets
rose from 4.6 per cent in 1983 to 13.3 per cent in 1984, and to 38.6 per cent in 1985.
For secondary school students the wearing rates were lower, going
from 1.6 per cent in 1983 to 5.1 per cent in 1984 and 14 per cent in 1985 (Wood and Milne,
1988). An associated examination of changes in the incidence of
head injury for pedal cyclists involved in accidents with motor
vehicles showed a significant reduction in rate between the years
1982 and 1983 (before) and 1984 (after). This reduction was in
the order of 20 per cent, and coincided closely with the above significant
increases in the use of bicycle helmets (Healy, 1986).
5. 7.2 The first legislation
On July 1 1990 a law requiring wearing of an approved safety helmet
by all bicyclists (unless exempted) came into effect in Victoria.
This was the first such regulation in the world. Evaluations of
the effect of the regulation in the state have centred on the
use of helmets, the use of bicycles and the effect of the law
on bicyclists' head injuries.
Regular observational studies have been undertaken in Melbourne
since 1983. These have included children and commuter cyclists.
Since 1985, similar surveys have been conducted in a selected
sample of Victorian country towns, and recreational cyclists have
been included both in the city and in the country. Additional
surveys were undertaken when the law was introduced. When the
law was introduced there was an immediate and substantial increase
in helmet wearing by all age groups (Cameron
et al, 1992).
Through the period the average wearing rates for bicyclists in
Victoria rose from 5 per cent in 1982/83 to 31 per cent in 1989/90, and then jumped
to 75 per cent in 1990/91 following introduction of the helmet wearing
law.
Surveys revealed a 36 per cent decrease in cycling by children between
the years 1990 and 1991. Bicycle use decreased by 15 per cent for the
5-11 year olds and dropped by 44 per cent for the teenage group during
the period after the law. The use of bicycles by adults, however,
had been increasing before this period and maintained an increase
which offset the decrease in cycling among children.
5.7.3 Early results in Victoria
To examine the initial effects of the law on bicycle injuries,
data from three sources were examined: Transport Accident Commission
(TAC) claims for nofault injury compensation, Health Department
records, and Victorian Injury Surveillance System records for
child cyclists (Cameron
et al, 1992).
The number of cyclists killed or admitted to hospital with head
injuries in Melbourne fell progressively between July 1981 and
June 1990 as the use of helmets increased. Following the introduction
of the law the number of head injuries decreased by 41 per cent relative
to the corresponding period the year before the law was introduced.
The number of cyclists in Melbourne sustaining severe injuries
other than to the head increased during the early 1980s, fluctuated
about a constant value for a few years, and then decreased by
8 per cent in 1990/91. This last reduction was consistent with the general
reduction in all road deaths and hospital admissions in Victoria
during that period.
Analysis of bicycle injury data showed a large reduction (37-51
per cent, as measured through different data sources and in different
regions) in the number of bicyclists killed or admitted to hospital
with head injuries during the first 12 months of the law. There
were, however, also substantial (20-24 per cent) reductions in the number
of severely injured bicyclists who did not sustain head injury.
Nevertheless the percentage of severely injured bicyclists who
suffered a head injury during the after-law period was statistically
significantly below that which would have been expected had wearing
rates seen before the law continued unchanged.
The authors concluded that the reduction in the number of severely
injured cyclists with head injury following introduction of the
law was achieved by both a reduction in the risk of head injury
for cyclists who were severely injured, and a reduction in the
number of cyclists involved in crashes resulting in severe injury.
There was some indication from this first study that the increase
in helmet wearing after the law was not as effective in reducing
the risk of head injury to crash-involved cyclists as might have
been predicted from available effectiveness data. The reduced
effectiveness appeared to apply particularly to adult cyclists,
and to a lesser extent to those in their teens. It was suggested
that this might be due to helmets being less securely adjusted
or fastened by those cyclists who had not previously worn helmets
and were doing so only because the law was introduced.
A follow-up study (Finch et al, 1993) showed that wearing rates
through all ages continued to increase to around 83 per cent in Melbourne
by the middle of 1992. Also, the number of bicyclists killed or
admitted to hospital with a head injury in Melbourne continued
to fall and by 1991/92 there were 66 per cent fewer injuries recorded
than in the year before the law. Although there was a decline
in serious injuries other than to the head the reduction was less
dramatic, and by 1991/92 injury cases without head injury had
declined to 17 per cent fewer than before the law.
The reduction in the number of severely injured bicyclists with
injuries other than to the head, and some of the reduction of
those with head injuries during the after law period, may have
been due to a reduction in bicycle use as well as to other factors
affecting the risk of accident involvement. Observational studies
showed that bicycle use among teenagers had decreased by 43 per cent by
1991 and 45 per cent by 1992 relative to 1990. Bicycle use in children
aged 5-11 years also decreased over the same period, by 3 per cent in 1991
and 11 per cent in 1992 compared to 1990. However, there was an increase
in adult bicycling of 86 per cent by 1991 and a doubling of bicycle use
in 1992 when compared with a survey in November 1987. When data
for all age groups were combined, the total bicycle usage in 1991
was 9 per cent greater than 1987/88, and by 1992 it had increased by a
further 3 per cent.
Turning to head injuries among bicyclists in the two after-law
years (1990-91 and 1991-92) the number of bicyclists with head injuries
decreased by 48 per cent and 70 per cent respectively, relative to the last year
before the law (1989/90). The number of Victorian bicyclists sustaining
severe injuries other than to the head fluctuated during the 1980s,
decreased by 23 per cent in 1990/91 compared to 1989/90, and in 1991/92
the corresponding drop was 28 per cent. Accordingly, it is clear that
the reduction in head injuries among pedal cyclists in Victoria
after the law was introduced was first due to a reduction in the
risk of head injury for bicyclists who were severely injured and,
second, a reduction in the number of bicyclists involved in crashes
resulting in severe injury. All "accident injuries"
went down during this period in Victoria and for that matter in
NSW and other parts of Australia, and it is clear that bicyclists
benefited from this general improvement in road safety. Motor
vehicle usage was reduced measurably during this period of recession,
which would have reduced the risk of injurious collisions between
cyclists and cars.
There is some indication that the effectiveness of increased helmet
wearing increased in the second year of the legislation compared
to the first year. This is arguably because the general standard
of helmet wearing and adjustment improved.
Summarising studies undertaken in Victoria since the introduction
of the legislation, Cameron
et al (1994) highlighted the
fact that two years after the introduction of the helmet-wearing
law in Victoria, there were 70 per cent fewer cyclist casualties with
serious head injuries in collisions, compared with 28 per cent fewer
with other injuries. They concluded that the introduction of the
law was accompanied by an immediate large reduction in the number
of bicyclists with head injuries. This appeared to have been achieved
through a reduction in the number of bicyclists involved in crashes
plus a reduction in the risk of head injury of bicyclists involved
in crashes. These improvements were maintained at least through
1992.
5.7.4 Results in New South Wales
In NSW, although head injury rates have not been tracked so systematically
as in Victoria, there have been similar regular observational
studies of helmet wearing rates, at least since 1990. The introduction
of compulsory helmet wearing for adult cyclists in NSW was on
January 1, 1991. Helmet wearing was first monitored in September
1990 in Sydney, Newcastle, Wollongong and ten major rural centres.
The average rate of helmet wearing was 26 per cent, but the rates were
much lower in outer rural areas (12 per cent), among young adolescents
(11 per cent) and secondary school students (9 per cent) (Walker, 1990).
Before the introduction of the regulation the estimated helmet
wearing rate for cyclists under 16 years of age was 31.5 per cent. By
April 1992 the helmet wearing rate for cyclists under 16 years
of age had risen to 75.9 per cent (Walker, 1992). In addition, however,
a dramatic increase in helmet wearing among secondary school children
was apparent. In April 1991 the lowest helmet wearing rates of
all had been observed among secondary school children commuting
to school (Sydney 11.4 per cent, rural centres 16.6 per cent). In April 1992,
overall, 81.2 per cent of school students were wearing helmets and 71 per cent
of students whose estimated age was 1315 years were wearing helmets.
A concern noted in the Victorian studies was that the protection
afforded by the safety helmet might be compromised by the way
in which it is worn. It was observed in NSW that the helmet was
not correctly positioned on the head in 16 per cent of cases, the helmet
strap was not fastened tightly in 13 per cent, and not fastened at all
in 6 per cent.
Among adults over 16 years, helmet wearing increased to 77 per cent in
January 1991 after the regulation was introduced, and increased
again to 85 per cent by April 1992. The increase was seen to be primarily
among recreational cyclists rather than commuters, and occurred
among cyclists travelling in the middle of the day and the evening
rather than among cyclists observed earlier in the morning.
The most recent observational survey was published in 1993 (Smith
and Milthorpe, 1993). The number of adult riders was seen to have
increased marginally, but there was a further decrease in the
number of children riding on roads and around school sites. However,
because of the way that the observation sites were selected the
figures should not be used to estimate risk exposure or the extent
of riding in the state of NSW, and direct comparisons with the
Victorian experience are not appropriate in this regard. Overall,
74 per cent of NSW children under 16 were seen to be wearing helmets,
with wide variations in usage by area, age and activity. The lowest
rate observed was 10 per cent among riders at a school in the western
area of Sydney, and the highest was 99 per cent on the Wollongong bike
path. Once again it was observed that up to 20 per cent of children were
not being properly protected by their helmets because of the way
they were being worn.
In general, helmet compliance by adults has been higher than for
teenage children since the legislation was introduced. Now, more
than two years after the legislation was introduced, the helmet
wearing rate for riders over 16 years of age appears to have reached
a plateau at 83 per cent . It has been observed that riders wearing cycling
clothes had a consistently much higher level of helmet wearing
and it is suggested that these could be regarded as "serious
cyclists".
5.7.5 Overseas studies
There have been a few less comprehensive studies of the effectiveness
of mandatory helmet laws in the United States (Kedjidjian, 1994).
In Howard county Maryland, a mandatory law and education program
directed at children under the age of 16 increased helmet use
from 4 per cent to 47 per cent. In New Jersey, after the state enacted its mandatory
law for cyclists under aged 14, fatalities among bicyclists up
to that age dropped by 80 per cent and helmet use rose from 3 per cent to 60 per cent.
5.8 The effect of other strategies for increasing helmet use
During the years following the emergence of bicycle safety helmets
on to the market there have been a wide variety of educational
approaches used to promote the use of bicycle helmets. These have
included classroom instruction, subsidising the purchase of helmets,
and promotion of helmets within the health care setting.
A summary conclusion in the United States is that none of these
strategies when used on their own have been shown to have any
significant impact in increasing helmet use (Graitcer and Kellermann,
1994). However, Australian efforts documented above (Cameron
et
al, 1994) appear to have been considerably more effective.
There has been, in addition, in the United States at least one
successful program, in Seattle. This, like the strategies employed
in Australia, included a mix of classroom instruction, discount
purchase programs, demonstrations, distribution of printed material
and intensive promotional efforts by community leaders and the
media (Bergman
et al, 1990). This broadbrushed approach
has raised wearing rates to more than 40 per cent in the Seattle area
(Rivara
et al, 1994), which is quite similar to wearing
rates achieved in Australia before the introduction of legislation.
Dannenberg
et al (1993) compared helmet use in three Maryland
school districts: one had a helmet law plus a helmet education
program, one had only an education program, and one had no formal
program. In the district with a law, helmet use rose from 11 per cent
to 37 per cent. Where education was used on its own, the rise was from
8 per cent to 11 per cent. With no formal program, the rise was about the same
at 7 per cent up to 11 per cent. There are several methodological problems with
this study, but it does not support the proposition that education
on its own will raise wearing rates.
It seems clear from the Australian experience, and from American
legislation affecting helmet use by children in very many states
since l990, that legislation is a necessary component in any package
of measures intended rapidly to increase wearing rates to 80 per cent
or so.
Even where legislation is in force, however, it remains the case
that there is a recalcitrant group of cyclists who will not wear
safety helmets for one reason or another. The wide disparity in
wearing rates area by area and group by group demonstrated in
NSW shows that the pressures against wearing helmets are also
very different. It is probably the case that these differences
are not directly related to legislation as such, but to personal
reactions to helmet use and beliefs about helmet effectiveness.
Among older riders, failure to use head protection may at least
in part be due to a degree of fear and misunderstanding about
the benefits of head protection. For example, many riders mistakenly
believe that because they ride "safely", the only real
risk they face is being hit by a motorised vehicle, and that in
such a case the helmet cannot provide protection. There is strong
scientific evidence however, documented in this report, to show
that helmets do provide such protection.
There remains a proportion of the riding population who are opposed
to legislation requiring the use of helmets on grounds of principle
and--as some reduction in the amount of cycling when legislation
is introduced has shown--may even prefer not to ride rather than
wear a helmet. The fact that the costs of their injury will be
borne by others may not be properly appreciated.
Young people and their parents may be dissuaded by the high cost
of bicycle helmets. Also, among teenage adolescents, especially
males, there is undoubtedly a perception that helmets are "daggy"
and lack macho. Peer pressures will act against the ready acceptance
of safety equipment by all in such groups. A recent study in Maryland
(Gielen et al, 1994) examined the extent to which psychosocial
factors in addition to the presence of legislation might be associated
with the use of bicycle helmets. It was found that the children's
use of helmets was significantly associated with their beliefs
in the social consequences of wearing helmets and the extent to
which their friends wear helmets. It was concluded that to increase
use, issues of style, comfort and social acceptability need to
be addressed.
6
SUMMARY AND CONCLUSIONS
Wearing a helmet substantially reduces the risk of head injury
to a cyclist in a crash. This has been shown by a raft of strong
evidence generated by epidemiological and biomechanical research,
and cited in the present report.
6.1 The importance of cycling
Bicycling is a worldwide activity and an important means of transport
for millions of people. Worldwide bicycle sales have grown far
more rapidly than car sales over the last 20 years, so that the
number of new bicycles produced is now three times the number
of new cars. Head injuries have emerged as a serious problem for
bicyclists involved in accidents, and for the community as a whole
because to a large part the community carries the cost of injuries
to others. Over the 20 years 1970 to 1990, bicyclist fatality
rates per 100,000 people have fallen by an average of 1.0 per cent each
year, but this is a rate of fall less than onethird of that shown
by other road-user groups.
6.2 Injuries to bicyclists
There is gross under-reporting of non-fatal injuries resulting from
bicycle accidents in official road accident statistics. Six times
more cyclists are
actually admitted to NSW hospitals than
police/RTA road accident statistics
record as being admitted
to hospital. In NSW in 1990, hospital data show that pedal cyclists
(2,108) were numerically the road users third most likely to be
admitted to hospital as the result of a road crash compared to
other road users, after vehicle drivers (3,954) and passengers
(2,972) and before pedestrians (1,958) and motorcycle riders (1,792).
Injuries are especially common in children and in males. In NSW
in 1993, RTA data show that 102 cyclists aged five to 16 years
were killed or seriously injured. This is 36 per cent of all cyclists
recorded as killed or seriously injured. Of these 102, 85 were
male.
In Australia, recent mass data indicates that 25 per cent of bicyclists
admitted to hospital, and 44 per cent of those killed, had head injury
as their single most important injury. These figures do not include
multiple injuries, among many of which are unrecorded head injuries.
Head injury is a cause of death in 80 per cent of cyclists' deaths and
33 per cent of reported injuries in Victoria, and several other studies
have shown that, depending how the statistics are collected and
analysed, bicycle crashes result in serious head injuries in one-quarter
to two-thirds of bicyclists admitted to hospital, and up to 80 per cent
if the collisions involved a motor vehicle. Up to 80 per cent of deaths
among bicyclists are due to severe head injury.
Bicyclists admitted to hospital with head injuries are 20 times
as likely to die as those without. Long-term sequelae have been
found to include behavioural disturbance.
Overseas data show that patterns of injury in other countries
are similar to those recorded in Australia, including the predominant
importance of head injury in causing death and incapacitation.
6.3 Characteristics of bicycle crashes
Bicycle crashes occur mainly during times of heavy traffic, and
during daylight. Three-quarters of crash victims are male, with
a high proportion being teenagers on school trips and young adults
on work trips. Most collisions between bicycles and cars occur
at intersections or where cyclists or drivers enter a roadway.
The commonest injuries are to the limbs, followed by more injuries
to the head.
Collisions between bicycles and motor vehicles result in the worst
injuries. The primary impact is with the bicycle and the lower
limbs of the cyclist. The body of the cyclist is then thrown up
over the front of the car. Impact with the windscreen of the car
is common at impact speeds as low as 25 km/h. The cyclist's head
almost always hits the hood, the lower centre part of the windscreen
or the A pillars that support the ends of the windscreen. The
body of the cyclist is further injured by contact with roof structures,
and at impact speeds of 55 km/h and over the cyclist is likely
to be thrown completely over the car.
6.4 The development of head protection
Because of the predominant importance of head injury, from the
earliest stages of accident analysis attention was concentrated
on head protection. Early standards for bicycle safety helmets
complied with the requirements of safety advocates, but failed
the test of consumer acceptance. There then started a long process
of education and persuasion, together with detailed modifications
to the original Australian standard, aimed at wider acceptance
and acceptability of pedal cycle helmets.
6.5 The introduction of legislation
In July 1990 Victoria made the wearing of pedal cycle helmets
compulsory, and through 1991 and 1992 NSW and the other states
and territories followed suit. Nationwide, official figures show
that deaths among pedal bicyclists have fallen from around 100
each year some 10 years ago to about half that number currently.
Most of that fall has occurred in the years since 1989.
6.6 Studies of effectiveness
Several scientific studies have now been conducted into the effectiveness
of helmets, including laboratory work, field in-depth investigations,
and statistical analysis. Among the findings of the better studies
are the following:
- The effectiveness of crash helmets for motorcyclists
has been studied for decades, and they are known to reduce the
risk of severe head injury by about one-third
- The most careful, conservative estimates from good studies
show that the reduction in risk of head injury to a bicyclist
as a result of wearing a helmet is in the order of 45 per cent. In other
words, at the very minimum a helmet halves the risk of head injury.
- Other estimates from controlled studies give even higher
risk reduction figures. Depending on the type of impact and the
severity of injury, the reduction in the risk of head injury as
a result of wearing a helmet has been shown in several studies
from all over the world to be in the range of 45 per cent to 85 per cent.
- Those who do not wear helmets are several times more
likely to sustain injury to the brain tissue than riders who do.
- For children, an Australian study has shown that the
risk of injury is reduced 63 per cent for head injury and 86 per cent for loss
of consciousness, when a helmet is worn. For loss of consciousness,
the risk is over seven times higher among non-helmet wearers than
among helmet wearers.
- In the two years after the compulsory helmet legislation
was introduced in Victoria, the number of bicyclists with head
injuries decreased by 48 per cent and 70 per cent in each of the two years, relative
to the last year before the law.
- In Queensland, the rate of head injury from bicycle
crashes fell by more than half following the introduction of a
helmet-wearing law; admissions to hospitals with bicycle-related
injuries other than to the head remained unchanged over the same
period.
- Helmets designed to the Australian and Snell standards provide
a margin of protection in the real world greater than the respective
standards require.
- Old-style helmets that do not comply with the Australian
Standard reduce the risk of head injury by little or nothing.
- The vast majority of head impacts occurring in the real
world of traffic are easily survivable if a Standards-approved
helmet is worn.
- No studies have come to conclusions contrary to the above.
6.7 The maintenance of effectiveness
It seems clear from the Australian experience, and from American
legislation affecting helmet use by children in very many states
since 1990, that legislation is the only effective way rapidly
to increase wearing rates to 80 per cent or so.
Even where legislation is in force, however, it remains the case
that there is a recalcitrant group of cyclists who will not wear
safety helmets for one reason or another. There is a wide disparity
in wearing rates area by area and group by group in NSW, and this
shows that the pressures against wearing helmets are also very
different. It is probably the case that these differences are
not directly related to legislation as such, but to personal reactions
to helmet use and beliefs about helmet effectiveness. Where there
are doubts about helmet effectiveness, such beliefs should be
corrected as a matter of urgency.
There are other factors that affect the effectiveness of helmets.
Serious head injuries have been found by research to occur when
the helmet comes off a rider's head, or the head is struck predominantly
below the rim of the helmet.
These injuries are often the result of misuse. In New South Wales
and other administrations it has been shown that a high proportion
of helmets--especially those being used by young riders--are fitted
loosely or otherwise poorly, are placed wrongly on the back of
the head, or are worn without the chin straps being fastened.
Unless such deficiencies are corrected, neither the helmets nor
the laws requiring their use can reach anything like their full
effectiveness.
7.
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For those who need to cite this study
The info at the top of the study on this page is actually the full publication information.
We received this study as a printed volume bound with GBC binding (the plastic spine type) from the Motor Accidents Authority of New South Wales, Australia. It is located in Sydney, Australia,
and is a government agency. It should be cited as the report of a government agency.
The cover says:
The Effectiveness of Bicycle Helmets - A review
Revised Edition Prepared by Dr. Michael Henderson for the Motor Accidents Authority of NSW
Reorder Number - MAARE-010995
ISBN 0 7310 6435 6
There is no date, but the cover letter which accompanied it was dated September 26, 1995 and signed by Anne Deans, Rehabilitation Manager, Motor Accidents Authority of New South Wales, Level 12 139 Macquarie Street, Sydney, NSW 2000, Australia. Telephone (02) 252-4677. Fax (02) 252-4710. It was Ms. Deans who gave us permission to put it up on the Internet.
In our opinion this study qualifies as primary research even though it is in the form of a literature review. In fact the author digests and summarizes the relevant topics so that the literature review feature becomes just another form of footnoting, done this way because it would be too cumbersome if done as traditional footnotes.